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Nuveen Floating Rate Income Fund
JFR

78 hedge funds and large institutions have $177M invested in Nuveen Floating Rate Income Fund in 2014 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 15 increasing their positions, 23 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

20% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 15

1% more funds holding

Funds holding: 77 → 78 (+1)

0.59% more ownership

Funds ownership: 28.24% → 28.83% (+0.59%)

1% less capital invested

Capital invested by funds: $178M → $177M (-$1.41M)

35% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 23

Holders
78
Holders Change
+1
Holders Change %
+1.3%
% of All Funds
2.08%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
18
Increased
15
Reduced
23
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
MIG
Mariner Investment Group
New York
+$5.79M
2
Bank of America
Bank of America
North Carolina
+$4.88M
3
JP Morgan Chase
JP Morgan Chase
New York
+$4.7M
4
Morgan Stanley
Morgan Stanley
New York
+$2.31M
5
TAM
Trust Asset Management
Texas
+$1.58M

Top Sellers

Rank Fund Capital Flow
1
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$6.57M
2
AAM
Advisors Asset Management
Colorado
-$3.01M
3
GC
Guggenheim Capital
Illinois
-$2.73M
4
VNA
VNBTrust National Association
Virginia
-$2M
5
Invesco
Invesco
Georgia
-$1.83M
Name Holding Trade Value Shares
Change 		Change in
Stake
EIA
26
Edgemoor Investment Advisors
Maryland
$888K -$27.5K -2,495 -3%
HNB
27
Huntington National Bank
Ohio
$874K – – –
SG Americas Securities
28
SG Americas Securities
New York
$847K +$849K +77,064 New
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$761K +$48.5K +4,402 +7%
DS
30
DRW Securities
Illinois
$761K +$763K +69,224 New
Koshinski Asset Management
31
Koshinski Asset Management
Illinois
$628K +$629K +57,103 New
LCM
32
Laurion Capital Management
New York
$626K +$628K +56,977 New
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$617K -$7.33K -665 -1%
WA
34
WFG Advisors
Texas
$595K +$195K +17,711 +49%
OIA
35
Optimum Investment Advisors
Illinois
$436K -$53K -4,810 -11%
SSWM
36
Sheets Smith Wealth Management
North Carolina
$396K – – –
TIA
37
Tiemann Investment Advisors
California
$388K -$142K -12,862 -27%
Deutsche Bank
38
Deutsche Bank
Germany
$383K -$9.51K -863 -2%
Janney Montgomery Scott
39
Janney Montgomery Scott
Pennsylvania
$360K -$45.7K -4,150 -11%
ZA
40
Zazove Associates
Nevada
$352K – – –
OC
41
Oppenheimer & Co
New York
$331K +$2.04K +185 +0.6%
CCM
42
Coe Capital Management
Illinois
$330K +$331K +30,000 New
SPC
43
Sigma Planning Corp
Michigan
$280K +$281K +25,522 New
SRCM
44
Swift Run Capital Management
Virginia
$253K – – –
JMPWA
45
JP Morgan Private Wealth Advisors
California
$200K – – –
Royal Bank of Canada
46
Royal Bank of Canada
Ontario, Canada
$193K +$50.3K +4,568 +35%
LCM
47
Landscape Capital Management
New Jersey
$192K +$192K +17,445 New
CIC
48
Carnegie Investment Counsel
Ohio
$191K – – –
BA
49
BlackRock Advisors
Delaware
$179K +$179K +16,245 New
BKBG
50
BHF Kleinwort Benson Group
Belgium
$165K – – –
1
2
3 4

JFR Hedge Fund Activity: Q4 2014 in Review

78 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q4 2014, worth a combined $177M — down 0.79% from $178M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new JFR positions and 15 closed out — a net gain of 3 holders — while 15 added to existing stakes and 23 trimmed.

The largest buyer was Mariner Investment Group, adding an estimated $5.79M. The largest seller was Cambridge Investment Research Advisors, exiting entirely with an estimated $6.57M sold.

  • 78 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q4 2014, up from 77 in Q3 2014.
  • Funds reported $177M of Nuveen Floating Rate Income Fund stock for Q4 2014, down 0.79% quarter-over-quarter.
  • 18 funds opened new Nuveen Floating Rate Income Fund positions in Q4 2014 and 15 closed out, a net change of +3 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q4 2014 was Mariner Investment Group, an estimated $5.79M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q4 2014 was Cambridge Investment Research Advisors, an estimated $6.57M sold.

Based on aggregated 13F filings for Q4 2014.