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Nuveen Floating Rate Income Fund
JFR

77 hedge funds and large institutions have $178M invested in Nuveen Floating Rate Income Fund in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 25 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

1% more funds holding

Funds holding: 76 → 77 (+1)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.73% less ownership

Funds ownership: 28.97% → 28.24% (-0.73%)

8% less capital invested

Capital invested by funds: $193M → $178M (-$15.2M)

16% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 25

Holders
77
Holders Change
+1
Holders Change %
+1.32%
% of All Funds
2.23%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
7
Increased
21
Reduced
25
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$6.55M
2
RCA
Restructuring Capital Associates
Connecticut
+$2.8M
3
Morgan Stanley
Morgan Stanley
New York
+$1.14M
4
DA
Doliver Advisors
Texas
+$704K
5
Ameriprise
Ameriprise
Minnesota
+$577K

Top Sellers

1
Invesco
Invesco
Georgia
-$3.81M
2
AAM
Advisors Asset Management
Colorado
-$3.77M
3
MIG
Mariner Investment Group
New York
-$3.34M
4
GC
Guggenheim Capital
Illinois
-$1.36M
5
SIA
SeaBridge Investment Advisors
New Jersey
-$1.01M
Name Holding Trade Value Shares
Change 		Change in
Stake
EIA
26
Edgemoor Investment Advisors
Maryland
$941K +$23.9K +2,045 +3%
HNB
27
Huntington National Bank
Ohio
$898K – – –
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$732K +$31.7K +2,714 +4%
MIG
29
Mariner Investment Group
New York
$700K -$3.34M -285,514 -82%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$641K +$1.88K +161 +0.3%
TIA
31
Tiemann Investment Advisors
California
$544K -$57.4K -4,904 -9%
IAS
32
IMA Advisory Services
Colorado
$524K +$142K +12,113 +35%
RCM
33
Robinson Capital Management
Michigan
$515K +$533K +45,600 New
OIA
34
Optimum Investment Advisors
Illinois
$503K -$2.34K -200 -0.4%
Janney Montgomery Scott
35
Janney Montgomery Scott
Pennsylvania
$417K +$47.9K +4,096 +12%
WA
36
WFG Advisors
Texas
$412K +$58.3K +4,981 +16%
SSWM
37
Sheets Smith Wealth Management
North Carolina
$406K – – –
Deutsche Bank
38
Deutsche Bank
Germany
$403K – – –
ZA
39
Zazove Associates
Nevada
$362K – – –
OC
40
Oppenheimer & Co
New York
$339K -$16K -1,372 -4%
EML
41
Eos Management LP
New York
$325K -$377K -32,194 -53%
SRCM
42
Swift Run Capital Management
Virginia
$260K +$81.9K +7,000 +44%
FHC
43
First Houston Capital
Texas
$226K -$39.8K -3,400 -15%
VKH
44
Virtu KCG Holdings
New York
$214K +$222K +18,969 New
JMPWA
45
JP Morgan Private Wealth Advisors
California
$205K +$213K +18,172 New
DADC
46
D.A. Davidson & Co
Montana
$199K -$23.4K -2,000 -10%
CIC
47
Carnegie Investment Counsel
Ohio
$198K +$205K +17,500 New
PHS
48
Pekin Hardy Strauss
Illinois
$186K – – –
BKBG
49
BHF Kleinwort Benson Group
Belgium
$169K – – –
WS
50
Wedbush Securities
California
$160K +$15.2K +1,300 +10%
1
2
3 4

JFR Hedge Fund Activity: Q3 2014 in Review

77 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q3 2014, worth a combined $178M — down 7.9% from $193M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new JFR positions and 6 closed out — a net gain of 1 holder — while 21 added to existing stakes and 25 trimmed.

The largest buyer was Cambridge Investment Research Advisors, adding an estimated $6.55M. The largest seller was Invesco, cutting an estimated $3.81M.

  • 77 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q3 2014, up from 76 in Q2 2014.
  • Funds reported $178M of Nuveen Floating Rate Income Fund stock for Q3 2014, down 7.9% quarter-over-quarter.
  • 7 funds opened new Nuveen Floating Rate Income Fund positions in Q3 2014 and 6 closed out, a net change of +1 holder.
  • The largest Nuveen Floating Rate Income Fund buyer in Q3 2014 was Cambridge Investment Research Advisors, an estimated $6.55M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q3 2014 was Invesco, an estimated $3.81M sold.

Based on aggregated 13F filings for Q3 2014.