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HTR

Brookfield Total Return Fund Inc

Delisted

HTR was delisted on the 2nd of December, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
DFG
26
Delphi Financial Group
Delaware
$254K
CL
27
CSS LLC
Illinois
$239K -$593K -25,500 -71%
PA
28
Pinnacle Associates
New York
$205K +$15.1K +650 +8%
LH
29
Lebenthal Holdings
New York
$203K -$58.1K -2,500 -22%
LAM
30
Lebenthal Asset Management
New York
$203K +$209K +9,000 New
Wells Fargo
31
Wells Fargo
California
$70K +$14K +600 +24%
IA
32
IFP Advisors
Florida
$61K +$62.6K +2,692 New
GXMC
33
Global X Management Company
New York
$48K +$16.7K +719 +51%
NFG
34
Next Financial Group
Texas
$47K +$1.21K +52 +3%
MFS
35
MSI Financial Services
Massachusetts
$44K -$8.61K -370 -16%
Creative Planning
36
Creative Planning
Kansas
$37K +$2.33K +100 +7%
HCM
37
Highlander Capital Management
New Jersey
$24K
Citigroup
38
Citigroup
New York
$15K
AG
39
Advisor Group
Arizona
$13K +$14K +600 New
HR
40
Howe & Rusling
New York
$10K
WT
41
Whittier Trust
California
$10K
BAM
42
Barrett Asset Management
New York
$9K
TRCT
43
Tower Research Capital (TRC)
New York
$5K +$4.65K +200 New
Northwestern Mutual Wealth Management
44
Northwestern Mutual Wealth Management
Wisconsin
$4K
PCM
45
Penserra Capital Management
California
$3K
RJFSA
46
Raymond James Financial Services Advisors
Florida
-$294K -12,152 Closed
First Trust Advisors
47
First Trust Advisors
Illinois
-$219K -9,047 Closed
BFEC
48
Benjamin F. Edwards & Company
Missouri
-$13K -534 Closed
AWMS
49
Advocacy Wealth Management Services
Georgia
-$10K -400 Closed
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
-$7K -300 Closed