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HTR

Brookfield Total Return Fund Inc
HTR

Delisted

HTR was delisted on the 2nd of December, 2016.

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Name Holding Trade Value Shares
Change 		Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$105K +$99.4K +4,300 +26,875%
Wells Fargo
27
Wells Fargo
California
$61K -$252K -10,916 -81%
MFS
28
MSI Financial Services
Massachusetts
$56K +$277 +12 +0.5%
NFG
29
Next Financial Group
Texas
$50K +$740 +32 +2%
Creative Planning
30
Creative Planning
Kansas
$37K +$26K +1,126 +282%
GXMC
31
Global X Management Company
New York
$34K – – –
HCM
32
Highlander Capital Management
New Jersey
$26K – – –
Citigroup
33
Citigroup
New York
$16K -$507K -21,919 -97%
BFEC
34
Benjamin F. Edwards & Company
Missouri
$13K -$20.8K -900 -63%
WT
35
Whittier Trust
California
$11K +$10.4K +450 New
AWMS
36
Advocacy Wealth Management Services
Georgia
$10K – – –
BAM
37
Barrett Asset Management
New York
$10K – – –
HR
38
Howe & Rusling
New York
$10K – – –
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$7K -$41.8K -1,808 -86%
Northwestern Mutual Wealth Management
40
Northwestern Mutual Wealth Management
Wisconsin
$4K +$3.98K +172 New
PCM
41
Penserra Capital Management
California
$3K -$855 -37 -20%
SCM
42
Saba Capital Management
New York
– -$2.8M -127,510 Closed
PPA
43
Parametric Portfolio Associates
Washington
– -$2.75M -125,493 Closed
LCM
44
Landscape Capital Management
New Jersey
– -$1.6M -72,824 Closed
LCM
45
Laurion Capital Management
New York
– -$1.55M -70,575 Closed
MIG
46
Mariner Investment Group
New York
– -$876K -39,900 Closed
EWM
47
Edge Wealth Management
New York
– -$727K -33,405 Closed
TJHA
48
Thomas J. Herzfeld Advisors
Florida
– -$427K -19,468 Closed
YCM
49
Yakira Capital Management
Connecticut
– -$366K -16,694 Closed
KeyBank National Association
50
KeyBank National Association
Ohio
– -$303K -13,790 Closed
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