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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
CFP
201
Cascade Financial Partners
California
$288K
AA
202
ALPS Advisors
Colorado
$286K +$274K +15,205 New
Balyasny Asset Management
203
Balyasny Asset Management
Illinois
$282K -$76.9K -4,265 -22%
AFO
204
Allie Family Office
Florida
$282K
AAP
205
Arax Advisory Partners
Colorado
$279K +$36 +2 +0%
PM
206
Penbrook Management
New York
$278K -$144 -8 -0.1%
SWP
207
Stratos Wealth Partners
Ohio
$275K -$37.8K -2,098 -13%
QCM
208
Quantinno Capital Management
New York
$274K +$263K +14,578 New
AWM
209
Axxcess Wealth Management
California
$273K -$15.8K -875 -6%
CRI
210
Colonial River Investments
Virginia
$273K -$15.8K -875 -6%
CG
211
Caprock Group
Idaho
$268K
CEFA
212
Closed-End Fund Advisors
Virginia
$267K +$256K +14,211 New
CW
213
CreativeOne Wealth
Kansas
$267K +$722 +40 +0.3%
AAS
214
Annex Advisory Services
Wisconsin
$264K +$253K +14,004 New
PA
215
Parallel Advisors
California
$262K -$13.5K -750 -5%
SHGA
216
Sand Hill Global Advisors
California
$260K -$36.1K -2,000 -13%
MWM
217
Modern Wealth Management
Kansas
$260K +$992 +55 +0.4%
BNP Paribas Asset Management
218
BNP Paribas Asset Management
France
$258K +$247K +13,718 New
UCFA
219
United Capital Financial Advisors
Texas
$257K -$3.61K -200 -1%
IA
220
Invested Advisors
Pennsylvania
$254K +$39.3K +2,176 +19%
RFA
221
Register Financial Advisors
Georgia
$251K -$35.6K -1,976 -13%
FFA
222
Farther Finance Advisors
California
$250K -$82.5K -4,573 -26%
SFA
223
Sequoia Financial Advisors
Ohio
$248K +$238K +13,201 New
CWIG
224
Chung Wu Investment Group
Texas
$244K
WS
225
Wedbush Securities
California
$243K -$17.6K -978 -7%