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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
BAIA
126
Bel Air Investment Advisors
California
$303K +$293K +18,900 New
Victory Capital Management
127
Victory Capital Management
Texas
$301K -$6.92K -446 -2%
1832 Asset Management
128
1832 Asset Management
Ontario, Canada
$299K +$285K +18,400 New
AWM
129
AE Wealth Management
Kansas
$270K -$27.4K -1,770 -10%
AIMCA
130
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$257K
EFS
131
Essex Financial Services
Connecticut
$250K +$34.6K +2,234 +17%
QIM
132
Quest Investment Management
Oregon
$245K
SEI Investments
133
SEI Investments
Pennsylvania
$244K
VAS
134
Vestmark Advisory Solutions
Massachusetts
$235K -$47.6K -3,070 -17%
TRCT
135
Tower Research Capital (TRC)
New York
$229K +$191K +12,304 +630%
MAFM
136
Mid Atlantic Financial Management
Pennsylvania
$217K
LGA
137
Lebenthal Global Advisors
New York
$210K +$79.2K +5,108 +64%
WJWM
138
Williams Jones Wealth Management
New York
$209K +$3.89K +251 +2%
GAM
139
Gotham Asset Management
New York
$207K -$1.26K -81 -0.6%
SAS
140
Stelac Advisory Services
New York
$206K -$29.1K -1,879 -13%
BAM
141
Belpointe Asset Management
Nevada
$206K +$217 +14 +0.1%
APA
142
American Portfolios Advisors
New York
$201K +$6.45K +416 +3%
CFGS
143
Concourse Financial Group Securities
Alabama
$196K +$3.94K +254 +2%
BPA
144
Beacon Pointe Advisors
California
$195K +$189K +12,200 New
PWP
145
Principle Wealth Partners
Connecticut
$185K
CAMG
146
CWA Asset Management Group
Florida
$185K +$10K +645 +6%
Jane Street
147
Jane Street
New York
$182K +$176K +11,326 New
Citigroup
148
Citigroup
New York
$177K +$186 +12 +0.1%
PFO
149
Pathstone Family Office
New Jersey
$176K
SBIA
150
Sheaff Brock Investment Advisors
Indiana
$172K +$166K +10,699 New