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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
DM
101
Delphi Management
Massachusetts
$990K -$188K -11,513 -15%
BPA
102
Beacon Pointe Advisors
California
$983K +$393K +24,078 +57%
SAM
103
Secure Asset Management
Michigan
$968K +$278K +17,022 +35%
CWM
104
CMH Wealth Management
New Hampshire
$962K +$1.06M +65,120 New
AWA
105
Arkadios Wealth Advisors
Georgia
$956K +$100K +6,144 +10%
QT
106
Quantbot Technologies
New York
$945K -$2.45M -149,706 -70%
IMC Chicago
107
IMC Chicago
Illinois
$942K +$647K +39,596 +164%
HighTower Advisors
108
HighTower Advisors
Illinois
$941K -$13.8K -847 -1%
TAFW
109
Tred Avon Family Wealth
Maryland
$941K +$155K +9,493 +18%
KAS
110
Kestra Advisory Services
Texas
$928K -$84.4K -5,164 -8%
AWC
111
Abundance Wealth Counselors
Pennsylvania
$918K +$8.79K +538 +0.9%
DnB Asset Management
112
DnB Asset Management
Norway
$883K -$786K -48,121 -45%
WA
113
Whipplewood Advisors
Colorado
$872K +$384K +23,491 +66%
CAP
114
Cordoba Advisory Partners
New York
$866K +$55.6K +3,403 +6%
EFS
115
Essex Financial Services
Connecticut
$818K -$21.7K -1,327 -2%
GSWM
116
Golden State Wealth Management
California
$816K -$138K -8,417 -13%
KA
117
Kovack Advisors
Florida
$814K -$10.2K -622 -1%
Mariner
118
Mariner
Kansas
$797K -$40.3K -2,469 -4%
SPC
119
Sigma Planning Corp
Michigan
$769K -$119K -7,283 -12%
CCIA
120
Campbell & Co Investment Adviser
Maryland
$759K +$664K +40,622 +378%
NSIM
121
North Star Investment Management
Illinois
$725K +$17.9K +1,096 +2%
FIA
122
Foundations Investment Advisors
Arizona
$717K +$244K +14,932 +44%
MP
123
McDonald Partners
Ohio
$709K
CA
124
Commerce Advisors
Tennessee
$667K +$738K +45,142 New
AGP
125
Autumn Glory Partners
Texas
$665K +$163K +10,000 +29%