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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
SPC
76
Sigma Planning Corp
Michigan
$1.47M -$1.27M -80,535 -48%
NWM
77
Napa Wealth Management
California
$1.46M +$1.39M +87,876 New
Barclays
78
Barclays
United Kingdom
$1.46M +$779K +49,233 +129%
NFG
79
Nations Financial Group
Iowa
$1.43M +$24.2K +1,530 +2%
CNFG
80
Creegan & Nassoura Financial Group
New Hampshire
$1.38M
IAIM
81
International Assets Investment Management
Florida
$1.35M
Voloridge Investment Management
82
Voloridge Investment Management
Florida
$1.21M -$669K -42,306 -37%
RJFSA
83
Raymond James Financial Services Advisors
Florida
$1.18M +$383K +24,221 +52%
SPIA
84
Steward Partners Investment Advisory
New York
$1.17M +$27.3K +1,724 +3%
SW
85
SVB Wealth
Massachusetts
$1.11M -$120K -7,569 -10%
N
86
Natixis
France
$1.06M +$90.4K +5,716 +10%
NGA
87
Naples Global Advisors
Florida
$1.05M +$4.75K +300 +0.5%
CCC
88
Chesapeake Capital Corp
Florida
$998K +$947K +59,854 New
TI
89
Tidal Investments
Wisconsin
$988K +$40.7K +2,575 +5%
HighTower Advisors
90
HighTower Advisors
Illinois
$953K +$36.6K +2,312 +4%
Jane Street
91
Jane Street
New York
$950K +$595K +37,626 +194%
Envestnet Asset Management
92
Envestnet Asset Management
Illinois
$942K -$385K -24,335 -30%
AWA
93
Arkadios Wealth Advisors
Georgia
$913K +$47.5K +3,000 +6%
SHGA
94
Sand Hill Global Advisors
California
$906K
Neuberger Berman Group
95
Neuberger Berman Group
New York
$825K +$205K +12,950 +35%
MP
96
McDonald Partners
Ohio
$800K +$71.2K +4,500 +10%
AWM
97
AE Wealth Management
Kansas
$788K +$99.5K +6,291 +16%
AWC
98
Abundance Wealth Counselors
Pennsylvania
$787K +$77.4K +4,893 +12%
Cetera Investment Advisers
99
Cetera Investment Advisers
Illinois
$781K -$200K -12,647 -21%
IWM
100
IHT Wealth Management
Illinois
$765K +$17.6K +1,112 +2%