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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
N
76
Natixis
France
$724K +$46K +3,221 +5%
SIAP
77
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$706K
AWM
78
AE Wealth Management
Kansas
$705K -$144K -10,063 -14%
Envestnet Asset Management
79
Envestnet Asset Management
Illinois
$693K -$316K -22,137 -27%
New York State Common Retirement Fund
80
New York State Common Retirement Fund
New York
$684K +$843K +59,092 New
YIH
81
Y-Intercept (HK)
Hong Kong
$678K +$646K +45,291 +341%
Truist Financial
82
Truist Financial
North Carolina
$629K +$7.69K +539 +1%
SHGA
83
Sand Hill Global Advisors
California
$629K +$776K +54,348 New
Bank of New York Mellon
84
Bank of New York Mellon
New York
$623K +$596K +41,757 +347%
IFG
85
Independent Financial Group
California
$591K -$576K -40,368 -44%
NSIM
86
North Star Investment Management
Illinois
$590K +$129K +9,044 +22%
Mackenzie Financial
87
Mackenzie Financial
Ontario, Canada
$587K -$168K -11,805 -19%
Balyasny Asset Management
88
Balyasny Asset Management
Illinois
$551K +$229K +16,053 +51%
Invesco
89
Invesco
Georgia
$548K -$552K -38,716 -45%
GA
90
GraniteShares Advisors
New York
$547K -$8.06K -565 -1%
TI
91
Trexquant Investment
Connecticut
$539K +$664K +46,507 New
HighTower Advisors
92
HighTower Advisors
Illinois
$525K +$3.82K +268 +0.6%
TI
93
Tidal Investments
Wisconsin
$516K +$12.5K +873 +2%
ASN
94
Advisory Services Network
Georgia
$515K +$159K +11,108 +33%
BAAM
95
Baker Avenue Asset Management
California
$506K -$609K -42,651 -49%
Cetera Investment Advisers
96
Cetera Investment Advisers
Illinois
$491K +$115K +8,089 +24%
SPIA
97
Steward Partners Investment Advisory
New York
$483K +$18.9K +1,325 +3%
RJFSA
98
Raymond James Financial Services Advisors
Florida
$477K -$30K -2,099 -5%
TC
99
TwinBeech Capital
New York
$474K +$584K +40,902 New
US Bancorp
100
US Bancorp
Minnesota
$463K -$999 -70 -0.2%