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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
BG
26
BlackRock Group
United Kingdom
$3.6M -$128K -9,853 -3%
MHI
27
Miller Howard Investments
New York
$3.56M
VanEck Associates
28
VanEck Associates
New York
$3.32M +$854K +65,759 +30%
GC
29
Guggenheim Capital
Illinois
$3.13M +$2.99K +230 +0.1%
Millennium Management
30
Millennium Management
New York
$2.92M +$3.29M +252,941 New
Northern Trust
31
Northern Trust
Illinois
$2.89M -$1.18M -90,874 -27%
BCA
32
Benchmark Capital Advisors
New York
$2.78M -$11.7K -900 -0.4%
Deutsche Bank
33
Deutsche Bank
Germany
$2.5M +$754K +58,025 +37%
D.E. Shaw & Co
34
D.E. Shaw & Co
New York
$2.27M +$2.55M +196,645 New
RFC
35
Russell Frank Company
Washington
$2.19M +$222K +17,124 +10%
Robeco Institutional Asset Management
36
Robeco Institutional Asset Management
Netherlands
$2.09M -$3.8M -292,407 -62%
AAM
37
Advisors Asset Management
Colorado
$2.06M -$1.55M -119,024 -40%
Stifel Financial
38
Stifel Financial
Missouri
$2M -$1.79M -137,958 -44%
CIP
39
Chartwell Investment Partners
Pennsylvania
$1.94M -$680K -52,370 -24%
Royal Bank of Canada
40
Royal Bank of Canada
Ontario, Canada
$1.77M +$50.7K +3,904 +3%
NFA
41
Nationwide Fund Advisors
Ohio
$1.56M +$207K +15,898 +13%
AR
42
Advisory Research
Illinois
$1.56M +$813K +62,608 +87%
SMDAM
43
Sumitomo Mitsui DS Asset Management
Japan
$1.55M +$808K +62,230 +87%
AIG
44
American International Group
New York
$1.48M +$635K +48,915 +61%
Comerica Bank
45
Comerica Bank
Texas
$1.32M +$400K +30,779 +37%
ERSOT
46
Employees Retirement System of Texas
Texas
$1.29M
ZDA
47
Zweig-DiMenna Associates
New York
$1.07M
CNFG
48
Creegan & Nassoura Financial Group
New Hampshire
$1.05M +$974 +75 +0.1%
NCMW
49
Northern Capital Management (Wisconsin)
Wisconsin
$1.02M +$117K +8,975 +11%
SI
50
Stephens Inc
Arkansas
$1.02M -$76.9K -5,923 -6%