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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
PTC
251
Private Trust Company
Ohio
$11.2K
AWM
252
Avior Wealth Management
Nebraska
$10.7K
RCM
253
Raleigh Capital Management
North Carolina
$10.5K
TAM
254
Tucker Asset Management
Colorado
$9.26K
WOC
255
West Oak Capital
California
$8K
GWMIA
256
Global Wealth Management Investment Advisory
Florida
$7.26K +$819 +50 +13%
PP
257
PFS Partners
New Jersey
$6.78K
SWM
258
Spire Wealth Management
Virginia
$5.5K +$65 +4 +1%
Legacy Financial Group (Iowa)
259
Legacy Financial Group (Iowa)
Iowa
$3.28K +$3.27K +200 New
ADL
260
Asset Dedication LLC
California
$3K
EWM
261
Evermay Wealth Management
Virginia
$2.96K +$2.95K +180 New
VNA
262
Valley National Advisers
Pennsylvania
$2K
GEA
263
Glen Eagle Advisors
New Jersey
$1.64K
SIC
264
Salem Investment Counselors
North Carolina
$1.64K
HGERS
265
Householder Group Estate & Retirement Specialist
Arizona
$558 +$557 +34 New
Fidelity Investments
266
Fidelity Investments
Massachusetts
$33 +$33 +2 New
Connor, Clark & Lunn Investment Management (CC&L)
267
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
-$5.54M -374,324 Closed
GEM
268
Global Endowment Management
North Carolina
-$740K -50,000 Closed
EMFAT
269
Emerald Mutual Fund Advisers Trust
Pennsylvania
-$415K -28,020 Closed
PIWA
270
Prevail Innovative Wealth Advisors
Kansas
-$398K -26,877 Closed
Bank of New York Mellon
271
Bank of New York Mellon
New York
-$325K -21,937 Closed
E
272
Ergoteles
New York
-$241K -16,299 Closed
VAS
273
Vestmark Advisory Solutions
Massachusetts
-$236K -15,916 Closed
PA
274
Prossimo Advisors
California
-$195K -13,194 Closed
SB
275
Strategic Blueprint
Georgia
-$180K -12,177 Closed