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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
KFA
226
Kelleher Financial Advisors
New York
$220K
IA
227
IFP Advisors
Florida
$220K +$19K +974 +10%
LA
228
LM Advisors
California
$219K
Baird Financial Group
229
Baird Financial Group
Wisconsin
$217K +$15.7K +802 +8%
PS
230
Principal Securities
Iowa
$216K
HWM
231
HB Wealth Management
Georgia
$214K +$3.94K +202 +2%
ECM
232
Evergreen Capital Management
Washington
$211K +$205K +10,484 New
DE
233
Diversified Enterprises
Delaware
$207K +$201K +10,312 New
OPA
234
Old Port Advisors
Maine
$207K
LA
235
Latitude Advisors
Florida
$204K -$4.27K -219 -2%
PA
236
PharVision Advisers
Florida
$203K +$197K +10,111 New
GM
237
GeoWealth Management
Illinois
$201K +$195K +10,003 New
CWM
238
Cedar Wealth Management
California
$196K
OP
239
ORG Partners
Indiana
$172K
Citigroup
240
Citigroup
New York
$170K +$36.5K +1,868 +28%
MCM
241
MAI Capital Management
Ohio
$164K +$160K +8,175 New
CA
242
Clearstead Advisors
Ohio
$158K +$153K +7,850 New
AGWCA
243
Annis Gardner Whiting Capital Advisors
Florida
$135K
S
244
SignatureFD
Georgia
$133K +$60.1K +3,079 +87%
Comerica Bank
245
Comerica Bank
Texas
$114K -$41.2K -2,112 -27%
AAG
246
Armstrong Advisory Group
Massachusetts
$110K +$1.48K +76 +1%
GWM
247
Geneos Wealth Management
Colorado
$90.5K
VHAM
248
Van Hulzen Asset Management
California
$86.4K +$83.9K +4,300 New
HCP
249
Hexagon Capital Partners
Arkansas
$82.9K +$4.31K +221 +6%
Jones Financial Companies
250
Jones Financial Companies
Missouri
$81.2K +$52.6K +2,693 +200%