HGLB

Highland Global Allocation Fund
HGLB

Overview Fund Activity

39 hedge funds and large institutions have $39.5M invested in Highland Global Allocation Fund in 2023 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 15 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
39
Holders Change
-3
Holders Change %
-7.14%
% of All Funds
0.62%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
12
Reduced
15
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$3.02M
2
MC
2
Matisse Capital
Oregon
$1.3M
3
SFS
3
Shaker Financial Services
Virginia
$3.42M
4
UBS Group
4
UBS Group
Switzerland
$456K
5
AA
5
AQR Arbitrage
Connecticut
$310K

Top Sellers

1
CAN
1
Cetera Advisor Networks
California
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$6.78M
3
GC
3
Guggenheim Capital
Illinois
$0
4
AW
4
Atlas Wealth
Ohio
$10.8M
5
AC
5
Aristides Capital
Kentucky
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
WS
26
Wedbush Securities
California
$140K +$26.2K +3,020 +23%
BCA
27
Bay Colony Advisors
Massachusetts
$131K +$29.7K +3,439 +29%
CA
28
Cetera Advisors
Colorado
$124K +$124K +14,320 New
MC
29
Moors & Cabot
Massachusetts
$86.5K – – –
GWM
30
Geneos Wealth Management
Colorado
$21.6K – – –
PA
31
Parallel Advisors
California
$12.3K +$12.3K +1,423 New
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$12.2K – – –
Bank of America
33
Bank of America
North Carolina
$7.24K -$908 -105 -11%
Bessemer Group
34
Bessemer Group
New Jersey
$4K -$1.35K -169 -25%
Carson Wealth (CWM LLC)
35
Carson Wealth (CWM LLC)
Nebraska
$3K – – –
Northwestern Mutual Wealth Management
36
Northwestern Mutual Wealth Management
Wisconsin
$2.94K – – –
IFAM
37
Institutional & Family Asset Management
Colorado
$2.22K – – –
WP
38
WealthPLAN Partners
Nebraska
$425 -$3.83K -442 -90%
Fidelity Investments
39
Fidelity Investments
Massachusetts
$9 +$9 +1 New
CAN
40
Cetera Advisor Networks
California
– -$1.65M -182,136 Closed
GC
41
Guggenheim Capital
Illinois
– -$568K -62,876 Closed
AC
42
Aristides Capital
Kentucky
– -$417K -46,167 Closed
ARC
43
Advisor Resource Council
Texas
– -$150K -16,497 Closed
NFG
44
Nations Financial Group
Iowa
– -$122K -13,484 Closed
Koshinski Asset Management
45
Koshinski Asset Management
Illinois
– -$107K -11,851 Closed
ASN
46
Advisory Services Network
Georgia
– -$50.2K -5,552 Closed
AAS
47
Ameritas Advisory Services
Nebraska
– -$34.1K -3,775 Closed
TRCT
48
Tower Research Capital (TRC)
New York
– -$5K -512 Closed
1
2