CT
HGLB

Caldwell Trust’s Highland Global Allocation Fund HGLB Stock Holding History

Caldwell Trust’s Portfolio HGLB Stock Details HGLB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2024
Q1 		– Sell
-3,000
Closed -$23.6K – 720
2023
Q4 		$23.6K Hold
3,000
– – ﹤0.01% 532
2023
Q3 		$24K Hold
3,000
– – ﹤0.01% 519
2023
Q2 		$25.9K Buy
+3,000
New +$26.2K ﹤0.01% 530

Other funds holding HGLB

RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
MC
Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
AA
AQR Arbitrage Greenwich, Connecticut $6.09B AUM 27.01% 1-Year Est. Return
QC
Quantedge Capital Singapore $183M AUM 37.27% 1-Year Est. Return
NAS
NWF Advisory Services Los Angeles, California $886M AUM 25.41% 1-Year Est. Return
LCM
Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Caldwell Trust's HGLB Position: Q1 2024 in Review

Caldwell Trust sold out of Highland Global Allocation Fund (HGLB) in Q1 2024, closing a stake of 3,000 shares — an estimated $23.6K sold.

Caldwell Trust first reported a position in HGLB in Q2 2023 and held it in 3 quarters. The position peaked at $25.9K in Q2 2023. 40 funds tracked by Wall St. Rank hold HGLB as of Q1 2024.

  • Caldwell Trust reported no remaining Highland Global Allocation Fund position as of Q1 2024 after selling out during the quarter.
  • Caldwell Trust sold 3,000 Highland Global Allocation Fund shares in Q1 2024, an estimated $23.6K.
  • Caldwell Trust first reported a position in Highland Global Allocation Fund in Q2 2023 and held it in 3 quarters.
  • Caldwell Trust's Highland Global Allocation Fund position peaked at $25.9K in Q2 2023.
  • 40 funds tracked by Wall St. Rank held Highland Global Allocation Fund as of Q1 2024.

Based on Caldwell Trust's 13F filing for Q1 2024, filed 24 Sep 2025.