HGLB

Highland Global Allocation Fund
HGLB

Overview Fund Activity

40 hedge funds and large institutions have $29.5M invested in Highland Global Allocation Fund in 2021 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
40
Holders Change
-1
Holders Change %
-2.44%
% of All Funds
0.7%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
13
Reduced
11
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Osaic Holdings
1
Osaic Holdings
Arizona
$1.33M
2
Truist Financial
2
Truist Financial
North Carolina
$336K
3
LPL Financial
3
LPL Financial
California
$806K
4
Citadel Advisors
4
Citadel Advisors
Florida
$321K
5
WS
5
Wedbush Securities
California
$148K

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$0
2
KPWS
2
Kestra Private Wealth Services
Texas
$256K
3
SFS
3
Shaker Financial Services
Virginia
$435K
4
Millennium Management
4
Millennium Management
New York
$0
5
LCM
5
Landscape Capital Management
New Jersey
$2.19M
Name Holding Trade Value Shares
Change 		Shares
Change %
EP
26
Eudaimonia Partners
Tennessee
$49K +$1.4K +183 +3%
NFSG
27
Newbridge Financial Services Group
Florida
$29K +$7.43K +980 +34%
RG
28
Retirement Group
California
$27K +$878 +116 +3%
SPIA
29
Steward Partners Investment Advisory
New York
$14.6K +$6.93K +899 +90%
AF
30
Allworth Financial
California
$13K +$13K +1,647 New
Bank of America
31
Bank of America
North Carolina
$10K +$5.33K +668 +114%
PGAM
32
Princeton Global Asset Management
New Jersey
$8K – – –
Northwestern Mutual Wealth Management
33
Northwestern Mutual Wealth Management
Wisconsin
$8K +$8K +1,000 New
Rockefeller Capital Management
34
Rockefeller Capital Management
New York
$7K +$200 +28 +3%
SWM
35
Spire Wealth Management
Virginia
$6K +$6K +721 New
Citigroup
36
Citigroup
New York
$3K – – –
UBS Group
37
UBS Group
Switzerland
$2K -$4.38K -673 -69%
IFAM
38
Institutional & Family Asset Management
Colorado
$2K – – –
HI
39
Harbour Investments
Wisconsin
$1K +$1K +173 New
RCM
40
Rivernorth Capital Management
Florida
– -$3.7M -566,457 Closed
Millennium Management
41
Millennium Management
New York
– -$531K -81,270 Closed
AA
42
AQR Arbitrage
Connecticut
– -$292K -44,654 Closed
DA
43
DCM Advisors
New York
– -$202K -30,900 Closed
CWM
44
CCG Wealth Management
California
– -$138K -21,091 Closed
CAN
45
Cetera Advisor Networks
California
– -$79K -12,111 Closed
CFA
46
Carroll Financial Associates
North Carolina
– -$2K -352 Closed
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