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HGLB

Highland Global Allocation Fund
HGLB

40 hedge funds and large institutions have $29.5M invested in Highland Global Allocation Fund in 2021 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 11

2% less funds holding

Funds holding: 41 → 40 (-1)

5.26% less ownership

Funds ownership: 22.28% → 17.02% (-5.3%)

10% less capital invested

Capital invested by funds: $32.7M → $29.5M (-$3.2M)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

Holders
40
Holders Change
-1
Holders Change %
-2.44%
% of All Funds
0.7%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
13
Reduced
11
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Osaic Holdings
Osaic Holdings
Arizona
+$415K
2
Truist Financial
Truist Financial
North Carolina
+$309K
3
LPL Financial
LPL Financial
California
+$293K
4
Citadel Advisors
Citadel Advisors
Florida
+$215K
5
WS
Wedbush Securities
California
+$136K

Top Sellers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
-$3.7M
2
KPWS
Kestra Private Wealth Services
Texas
-$3.2M
3
SFS
Shaker Financial Services
Virginia
-$589K
4
Millennium Management
Millennium Management
New York
-$531K
5
LCM
Landscape Capital Management
New Jersey
-$476K
Name Holding Trade Value Shares
Change 		Change in
Stake
EP
26
Eudaimonia Partners
Tennessee
$49K +$1.3K +183 +3%
NFSG
27
Newbridge Financial Services Group
Florida
$29K +$6.97K +980 +34%
RG
28
Retirement Group
California
$27K +$825 +116 +3%
SPIA
29
Steward Partners Investment Advisory
New York
$14.6K +$6.39K +899 +90%
AF
30
Allworth Financial
California
$13K +$11.7K +1,647 New
Bank of America
31
Bank of America
North Carolina
$10K +$4.75K +668 +114%
PGAM
32
Princeton Global Asset Management
New Jersey
$8K – – –
Northwestern Mutual Wealth Management
33
Northwestern Mutual Wealth Management
Wisconsin
$8K +$7.11K +1,000 New
Rockefeller Capital Management
34
Rockefeller Capital Management
New York
$7K +$199 +28 +3%
SWM
35
Spire Wealth Management
Virginia
$6K +$5.13K +721 New
Citigroup
36
Citigroup
New York
$3K – – –
UBS Group
37
UBS Group
Switzerland
$2K -$4.78K -673 -69%
IFAM
38
Institutional & Family Asset Management
Colorado
$2K – – –
HI
39
Harbour Investments
Wisconsin
$1K +$1.23K +173 New
RCM
40
Rivernorth Capital Management
Florida
– -$3.7M -566,457 Closed
Millennium Management
41
Millennium Management
New York
– -$531K -81,270 Closed
AA
42
AQR Arbitrage
Connecticut
– -$292K -44,654 Closed
DA
43
DCM Advisors
New York
– -$202K -30,900 Closed
CWM
44
CCG Wealth Management
California
– -$138K -21,091 Closed
CAN
45
Cetera Advisor Networks
California
– -$79K -12,111 Closed
CFA
46
Carroll Financial Associates
North Carolina
– -$2K -352 Closed
1
2

HGLB Hedge Fund Activity: Q1 2021 in Review

40 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Highland Global Allocation Fund (HGLB) for Q1 2021, worth a combined $29.5M — down 9.8% from $32.7M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of HGLB and 6 opened new positions — a net loss of 1 holder — while 11 trimmed existing stakes and 13 added.

The largest buyer was Osaic Holdings, adding an estimated $415K. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $3.7M sold.

  • 40 institutional investors held Highland Global Allocation Fund (HGLB) as of Q1 2021, down from 41 in Q4 2020.
  • Funds reported $29.5M of Highland Global Allocation Fund stock for Q1 2021, down 9.8% quarter-over-quarter.
  • 6 funds opened new Highland Global Allocation Fund positions in Q1 2021 and 7 closed out, a net change of -1 holder.
  • The largest Highland Global Allocation Fund buyer in Q1 2021 was Osaic Holdings, an estimated $415K added.
  • The largest Highland Global Allocation Fund seller in Q1 2021 was Rivernorth Capital Management, an estimated $3.7M sold.

Based on aggregated 13F filings for Q1 2021.