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GUG

Guggenheim Active Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
26
HighTower Advisors
Illinois
$427K -$8.53K -626 -2%
MC
27
Meteora Capital
Florida
$425K -$968K -71,001 -71%
DC
28
Davenport & Co
Virginia
$362K -$2.45K -180 -0.7%
ACP
29
Aviance Capital Partners
Florida
$338K -$24.2K -1,777 -7%
BFM
30
Boothbay Fund Management
New York
$305K -$768K -56,317 -73%
AWA
31
Arete Wealth Advisors
Illinois
$305K -$995 -73 -0.3%
BTIM
32
BancFirst Trust & Investment Management
Oklahoma
$285K +$264K +19,377 New
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$267K +$248K +18,214 New
KWM
34
Kingsview Wealth Management
Oregon
$265K +$2.66K +195 +1%
Nomura Holdings
35
Nomura Holdings
Japan
$247K +$230K +16,843 New
Bank of New York Mellon
36
Bank of New York Mellon
New York
$152K +$142K +10,402 New
LA
37
LM Advisors
California
$144K +$134K +9,800 New
UBS Group
38
UBS Group
Switzerland
$85.3K -$25.3K -1,853 -24%
Comerica Bank
39
Comerica Bank
Texas
$61.6K -$95.4K -7,000 -63%
BBPWM
40
Blue Bell Private Wealth Management
Pennsylvania
$61.6K +$57.2K +4,200 New
GWM
41
Geneos Wealth Management
Colorado
$22K
HI
42
Harbour Investments
Wisconsin
$22K
IA
43
IFP Advisors
Florida
$18.3K
Bessemer Group
44
Bessemer Group
New Jersey
$11K +$341 +25 +3%
LSC
45
Logan Stone Capital
Illinois
-$368K -27,239 Closed
AW
46
Atlas Wealth
Ohio
-$368K -27,228 Closed
PI
47
PineBridge Investments
New York
-$295K -21,838 Closed
WS
48
Wedbush Securities
California
-$162K -12,007 Closed