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GGZ

Gabelli Global Small and Mid-Cap Value Trust

Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$6.81M +$838K +53,992 +15%
Bank of America
2
Bank of America
North Carolina
$5.37M -$198K -12,761 -4%
Morgan Stanley
3
Morgan Stanley
New York
$5.1M +$86.4K +5,570 +2%
MC
4
Matisse Capital
Oregon
$3.07M -$572K -36,900 -16%
PMG
5
Private Management Group
California
$3.04M +$90.3K +5,819 +3%
Wells Fargo
6
Wells Fargo
California
$2.08M -$33.3K -2,146 -2%
UBS Group
7
UBS Group
Switzerland
$1.46M +$19.6K +1,264 +1%
CA
8
Cornerstone Advisors
North Carolina
$1.46M +$158K +10,213 +13%
GCIA
9
Gabelli & Co Investment Advisers
New York
$1.39M
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$1.16M -$63.9K -4,119 -5%
CL
11
CSS LLC
Illinois
$848K
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$664K +$64.8K +4,176 +11%
SFS
13
Shaker Financial Services
Virginia
$655K +$635K +40,926 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$638K +$393K +25,339 +174%
GI
15
GAMCO Investors
Connecticut
$541K
SI
16
Stephens Inc
Arkansas
$416K -$86.5K -5,575 -18%
APA
17
American Portfolios Advisors
New York
$396K +$384K +24,728 New
PAG
18
Private Advisor Group
New Jersey
$239K +$18.6K +1,200 +9%
1WA
19
180 Wealth Advisors
Washington
$238K +$7.37K +475 +3%
AA
20
Ancora Advisors
Ohio
$80K
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
$45K
ASN
22
Advisory Services Network
Georgia
$23K +$22K +1,418 New
Osaic Holdings
23
Osaic Holdings
Arizona
$18K -$946 -61 -5%
NSIM
24
North Star Investment Management
Illinois
$7K
JPLA
25
Joseph P. Lucia & Associates
New York
$6K