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GGZ

Gabelli Global Small and Mid-Cap Value Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$10.4M +$355K +29,869 +4%
RJA
2
Raymond James & Associates
Florida
$2.4M +$55.6K +4,668 +2%
MC
3
Matisse Capital
Oregon
$2.3M +$46.2K +3,885 +2%
Bank of America
4
Bank of America
North Carolina
$2.23M -$7.62K -640 -0.4%
Lazard Asset Management
5
Lazard Asset Management
New York
$1.27M
CA
6
Cornerstone Advisors
North Carolina
$1.17M +$6.47K +544 +0.6%
PMG
7
Private Management Group
California
$859K -$8.33K -700 -1%
KAM
8
Knightsbridge Asset Management
California
$836K -$4.17K -350 -0.5%
FIMG
9
Financial & Investment Management Group
Michigan
$797K -$29.6K -2,483 -4%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$775K +$3.14K +264 +0.4%
SFS
11
Shaker Financial Services
Virginia
$770K +$598K +50,279 +419%
GCIA
12
Gabelli & Co Investment Advisers
New York
$652K
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$649K +$26.4K +2,219 +4%
WAM
14
Wolverine Asset Management
Illinois
$583K +$514K +43,159 +1,067%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$494K +$476K +40,005 New
Geode Capital Management
16
Geode Capital Management
Massachusetts
$457K +$108K +9,080 +32%
1CP
17
1607 Capital Partners
Virginia
$363K -$3.57K -300 -1%
CL
18
CSS LLC
Illinois
$355K
LCM
19
Landscape Capital Management
New Jersey
$304K -$9.49K -797 -3%
FAAS
20
First Allied Advisory Services
California
$258K +$14.7K +1,236 +6%
GI
21
GAMCO Investors
Connecticut
$226K +$1.99K +167 +0.9%
Wells Fargo
22
Wells Fargo
California
$175K -$18K -1,512 -10%
UBS Group
23
UBS Group
Switzerland
$128K -$6.07K -510 -5%
TDC
24
Thompson Davis & Co
Virginia
$99K +$11.9K +1,000 +14%
NSIM
25
North Star Investment Management
Illinois
$15K