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GGZ

Gabelli Global Small and Mid-Cap Value Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$9.27M +$1.28M +115,721 +17%
RJA
2
Raymond James & Associates
Florida
$2.15M +$147K +13,225 +8%
MC
3
Matisse Capital
Oregon
$2.08M -$55 -5 -0%
Bank of America
4
Bank of America
North Carolina
$2.07M +$83.6K +7,548 +4%
Lazard Asset Management
5
Lazard Asset Management
New York
$1.17M -$78.7K -7,100 -6%
CA
6
Cornerstone Advisors
North Carolina
$1.07M +$118K +10,671 +13%
KIM
7
Karpus Investment Management
New York
$808K +$931 +84 +0.1%
PMG
8
Private Management Group
California
$800K +$778K +70,219 New
KAM
9
Knightsbridge Asset Management
California
$774K
FIMG
10
Financial & Investment Management Group
Michigan
$763K -$58.3K -5,267 -7%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$711K +$24.6K +2,218 +4%
GCIA
12
Gabelli & Co Investment Advisers
New York
$601K +$6.46K +583 +1%
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$573K -$34.6K -3,127 -6%
BC
14
Brinker Capital
Pennsylvania
$549K +$534K +48,188 New
1CP
15
1607 Capital Partners
Virginia
$338K -$19.9K -1,800 -6%
CL
16
CSS LLC
Illinois
$328K +$3.51K +317 +1%
Geode Capital Management
17
Geode Capital Management
Massachusetts
$318K -$356K -32,116 -53%
LCM
18
Landscape Capital Management
New Jersey
$289K -$375K -33,827 -57%
FAAS
19
First Allied Advisory Services
California
$228K +$19.8K +1,783 +10%
GI
20
GAMCO Investors
Connecticut
$207K +$13.4K +1,206 +7%
Wells Fargo
21
Wells Fargo
California
$178K -$16.1K -1,455 -9%
SFS
22
Shaker Financial Services
Virginia
$137K +$133K +12,000 New
UBS Group
23
UBS Group
Switzerland
$124K +$5.5K +496 +5%
TDC
24
Thompson Davis & Co
Virginia
$80K +$77.5K +7,000 New
WAM
25
Wolverine Asset Management
Illinois
$46K +$44.8K +4,046 New