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Gabelli Global Small and Mid-Cap Value Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Raymond James & Associates
1
Raymond James & Associates
Florida
$7.02M +$241K +15,173 +4%
Bank of America
2
Bank of America
North Carolina
$6.28M +$932K +58,573 +17%
Morgan Stanley
3
Morgan Stanley
New York
$5.12M +$44K +2,767 +0.9%
Private Management Group
4
Private Management Group
California
$3M -$28.6K -1,799 -0.9%
Wells Fargo
5
Wells Fargo
California
$2.19M +$115K +7,224 +6%
Matisse Capital
6
Matisse Capital
Oregon
$1.92M -$1.13M -71,273 -37%
UBS Group
7
UBS Group
Switzerland
$1.45M -$5.08K -319 -0.3%
Gabelli & Co Investment Advisers
8
Gabelli & Co Investment Advisers
New York
$1.38M – – –
Blue Bell Private Wealth Management
9
Blue Bell Private Wealth Management
Pennsylvania
$1.17M +$16.8K +1,053 +1%
CA
10
Cornerstone Advisors
North Carolina
$1.05M -$405K -25,445 -28%
Shaker Financial Services
11
Shaker Financial Services
Virginia
$1.01M +$356K +22,354 +55%
Raymond James Financial Services Advisors
12
Raymond James Financial Services Advisors
Florida
$817K +$182K +11,432 +29%
CL
13
CSS LLC
Illinois
$812K -$31.8K -2,000 -4%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$697K +$35.8K +2,249 +5%
GAMCO Investors
15
GAMCO Investors
Connecticut
$539K – – –
Stephens Inc
16
Stephens Inc
Arkansas
$405K -$8.35K -525 -2%
APA
17
American Portfolios Advisors
New York
$404K +$9.9K +625 +3%
Private Advisor Group
18
Private Advisor Group
New Jersey
$338K +$101K +6,325 +42%
180 Wealth Advisors
19
180 Wealth Advisors
Washington
$243K -$2.86K -180 -1%
FNY Investment Advisers
20
FNY Investment Advisers
New York
$142K +$142K +8,936 New
Ancora Advisors
21
Ancora Advisors
Ohio
$80K – – –
Rockefeller Capital Management
22
Rockefeller Capital Management
New York
$44K – – –
Osaic Holdings
23
Osaic Holdings
Arizona
$39K +$22K +1,381 +123%
North Star Investment Management
24
North Star Investment Management
Illinois
$7K – – –
Thomas J. Herzfeld Advisors
25
Thomas J. Herzfeld Advisors
Florida
$5K – – –