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Gabelli Global Small and Mid-Cap Value Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Raymond James & Associates
1
Raymond James & Associates
Florida
$7.18M +$167K +10,391 +2%
Bank of America
2
Bank of America
North Carolina
$7.09M +$832K +51,808 +13%
Morgan Stanley
3
Morgan Stanley
New York
$5.27M +$161K +10,031 +3%
Private Management Group
4
Private Management Group
California
$3.03M -$44.1K -2,750 -1%
Wells Fargo
5
Wells Fargo
California
$2.2M +$20.3K +1,265 +0.9%
UBS Group
6
UBS Group
Switzerland
$1.44M -$7.61K -474 -0.5%
Gabelli & Co Investment Advisers
7
Gabelli & Co Investment Advisers
New York
$1.38M – – –
Blue Bell Private Wealth Management
8
Blue Bell Private Wealth Management
Pennsylvania
$1.15M -$18.8K -1,174 -2%
Raymond James Financial Services Advisors
9
Raymond James Financial Services Advisors
Florida
$770K -$46.4K -2,888 -6%
CL
10
CSS LLC
Illinois
$731K -$80.7K -5,030 -10%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$711K +$15.3K +956 +2%
CA
12
Cornerstone Advisors
North Carolina
$594K -$457K -28,474 -43%
GAMCO Investors
13
GAMCO Investors
Connecticut
$538K – – –
APA
14
American Portfolios Advisors
New York
$394K -$8.8K -548 -2%
Stephens Inc
15
Stephens Inc
Arkansas
$387K -$17.7K -1,100 -4%
Shaker Financial Services
16
Shaker Financial Services
Virginia
$381K -$631K -39,317 -62%
Shepherd Kaplan Krochuk
17
Shepherd Kaplan Krochuk
Massachusetts
$328K +$331K +20,620 New
180 Wealth Advisors
18
180 Wealth Advisors
Washington
$244K +$23.6K +1,470 +10%
Bank of New York Mellon
19
Bank of New York Mellon
New York
$239K +$241K +15,000 New
Silverlake Wealth Management
20
Silverlake Wealth Management
Vermont
$202K +$204K +12,721 New
Private Advisor Group
21
Private Advisor Group
New Jersey
$193K -$146K -9,100 -43%
Ancora Advisors
22
Ancora Advisors
Ohio
$79K – – –
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$44K – – –
Osaic Holdings
24
Osaic Holdings
Arizona
$39K +$16 +1 +0%
North Star Investment Management
25
North Star Investment Management
Illinois
$7K – – –