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GGZ

Gabelli Global Small and Mid-Cap Value Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.21M -$173K -16,438 -4%
KIM
2
Karpus Investment Management
New York
$4.05M +$4.15M +395,511 New
Lazard Asset Management
3
Lazard Asset Management
New York
$1.26M +$3.41K +325 +0.3%
FIMG
4
Financial & Investment Management Group
Michigan
$747K +$766K +72,981 New
Wells Fargo
5
Wells Fargo
California
$607K -$570K -54,302 -48%
GI
6
GAMCO Investors
Connecticut
$540K -$54.1K -5,158 -9%
VFS
7
VSR Financial Services
Kansas
$498K +$189K +17,971 +59%
Bank of America
8
Bank of America
North Carolina
$432K -$450K -42,854 -50%
Invesco
9
Invesco
Georgia
$357K -$115K -10,915 -24%
U
10
UBS
Switzerland
$349K +$66.3K +6,311 +23%
RJA
11
Raymond James & Associates
Florida
$311K +$22K +2,095 +7%
CL
12
CSS LLC
Illinois
$291K +$126K +12,006 +73%
LPL Financial
13
LPL Financial
California
$208K +$50.4K +4,802 +31%
LCM
14
Landscape Capital Management
New Jersey
$188K +$193K +18,391 New
VKH
15
Virtu KCG Holdings
New York
$181K +$186K +17,731 New
DA
16
Doliver Advisors
Texas
$162K +$166K +15,788 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$158K -$455K -43,374 -74%
1CP
18
1607 Capital Partners
Virginia
$152K -$21 -2 -0%
FAAS
19
First Allied Advisory Services
California
$147K +$1.45K +138 +1%
SFS
20
Shaker Financial Services
Virginia
$135K -$7.18K -684 -5%
GC
21
Guggenheim Capital
Illinois
$124K +$11.7K +1,114 +10%
BBPWM
22
Blue Bell Private Wealth Management
Pennsylvania
$99K +$36K +3,430 +55%
WAM
23
Wolverine Asset Management
Illinois
$64K -$6.75K -643 -9%
WRM
24
Westport Resources Management
Connecticut
$40K -$630 -60 -2%
NSIM
25
North Star Investment Management
Illinois
$39K -$3.33K -317 -8%