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Gabelli Global Small and Mid-Cap Value Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.05M -$420K -33,961 -10%
Private Management Group
2
Private Management Group
California
$3.68M -$92.6K -7,491 -3%
Blue Bell Private Wealth Management
3
Blue Bell Private Wealth Management
Pennsylvania
$1.57M +$145K +11,745 +11%
180 Wealth Advisors
4
180 Wealth Advisors
Washington
$1.4M +$78.7K +6,367 +6%
UBS Group
5
UBS Group
Switzerland
$1.33M -$6.13K -496 -0.5%
Bank of America
6
Bank of America
North Carolina
$1.18M +$16.5K +1,335 +2%
GatePass Capital
7
GatePass Capital
Ohio
$1.17M – – –
Gabelli & Co Investment Advisers
8
Gabelli & Co Investment Advisers
New York
$1.1M – – –
Matisse Capital
9
Matisse Capital
Oregon
$957K – – –
Capstone Investment Advisors
10
Capstone Investment Advisors
New York
$921K – – –
Wolverine Asset Management
11
Wolverine Asset Management
Illinois
$854K -$50.4K -4,076 -6%
Osaic Holdings
12
Osaic Holdings
Arizona
$844K -$5.8K -469 -0.7%
Stephens Inc
13
Stephens Inc
Arkansas
$840K -$54.6K -4,420 -7%
Wells Fargo
14
Wells Fargo
California
$831K -$34.6K -2,799 -4%
CL
15
CSS LLC
Illinois
$623K -$18.6K -1,501 -3%
GAMCO Investors
16
GAMCO Investors
Connecticut
$607K -$27.7K -2,244 -5%
Beckerman Institutional
17
Beckerman Institutional
New Jersey
$558K +$143K +11,549 +38%
Raymond James Financial
18
Raymond James Financial
Florida
$518K +$61.1K +4,940 +15%
Private Advisor Group
19
Private Advisor Group
New Jersey
$321K +$14.1K +1,141 +5%
Silverlake Wealth Management
20
Silverlake Wealth Management
Vermont
$249K +$55.9K +4,524 +32%
LPL Financial
21
LPL Financial
California
$231K +$37.2K +3,006 +21%
Two Sigma Investments
22
Two Sigma Investments
New York
$215K +$199K +16,122 New
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$191K -$20.9K -1,687 -11%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$157K -$631 -51 -0.4%
Comerica Bank
25
Comerica Bank
Texas
$147K – – –