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GGZ

Gabelli Global Small and Mid-Cap Value Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$4.78M -$143K -11,459 -3%
Morgan Stanley
2
Morgan Stanley
New York
$3.8M +$64.3K +5,145 +2%
PMG
3
Private Management Group
California
$2.63M +$716K +57,292 +32%
Wells Fargo
4
Wells Fargo
California
$1.46M -$43.1K -3,450 -3%
UBS Group
5
UBS Group
Switzerland
$1M +$5.82K +466 +0.5%
RJA
6
Raymond James & Associates
Florida
$997K -$3.88M -310,377 -77%
GCIA
7
Gabelli & Co Investment Advisers
New York
$959K
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$812K -$35.3K -2,828 -4%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$519K -$63.2K -5,058 -10%
CL
10
CSS LLC
Illinois
$496K
SI
11
Stephens Inc
Arkansas
$490K +$150K +12,040 +37%
APA
12
American Portfolios Advisors
New York
$479K -$49.5K -3,966 -8%
CA
13
Cornerstone Advisors
North Carolina
$377K -$132K -10,602 -24%
GI
14
GAMCO Investors
Connecticut
$373K
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$334K +$30.6K +2,454 +9%
1WA
16
180 Wealth Advisors
Washington
$291K +$68.5K +5,488 +27%
SKK
17
Shepherd Kaplan Krochuk
Massachusetts
$228K
SWM
18
Silverlake Wealth Management
Vermont
$188K +$14.2K +1,137 +7%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$161K -$20.9K -1,675 -10%
SFS
20
Shaker Financial Services
Virginia
$153K +$174K +13,898 New
PAG
21
Private Advisor Group
New Jersey
$132K -$12.5K -1,000 -8%
WAM
22
Wolverine Asset Management
Illinois
$111K +$56.2K +4,503 +81%
AA
23
Ancora Advisors
Ohio
$55K
Osaic Holdings
24
Osaic Holdings
Arizona
$39K -$600 -48 -1%
PA
25
Parallel Advisors
California
$38K +$42.5K +3,400 New