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GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$10.3M +$603K +53,025 +6%
RJA
2
Raymond James & Associates
Florida
$4.44M +$678K +59,601 +19%
Bank of America
3
Bank of America
North Carolina
$4.38M -$489K -43,003 -10%
CA
4
Cornerstone Advisors
North Carolina
$2.76M +$6.49K +571 +0.2%
MC
5
Matisse Capital
Oregon
$2.6M +$473K +41,600 +23%
FAAS
6
First Allied Advisory Services
California
$1.55M -$136K -11,983 -8%
PMG
7
Private Management Group
California
$1.43M +$75.5K +6,641 +6%
Lazard Asset Management
8
Lazard Asset Management
New York
$1.42M – – –
LCM
9
Landscape Capital Management
New Jersey
$1.32M +$34.7K +3,050 +3%
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$1.24M -$112K -9,880 -9%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.06M -$54.8K -4,815 -5%
GCIA
12
Gabelli & Co Investment Advisers
New York
$939K +$10.7K +941 +1%
CL
13
CSS LLC
Illinois
$588K – – –
Geode Capital Management
14
Geode Capital Management
Massachusetts
$556K -$170K -14,962 -24%
MML Investors Services
15
MML Investors Services
Massachusetts
$445K +$20.1K +1,770 +5%
GI
16
GAMCO Investors
Connecticut
$443K – – –
Wells Fargo
17
Wells Fargo
California
$304K +$99.4K +8,741 +51%
RTS
18
Round Table Services
New Jersey
$228K +$221K +19,400 New
Stifel Financial
19
Stifel Financial
Missouri
$194K +$70.5K +6,195 +60%
6M
20
6 Meridian
Kansas
$173K +$22.7K +1,994 +16%
KAM
21
Knightsbridge Asset Management
California
$159K -$11.4K -1,000 -7%
SKK
22
Shepherd Kaplan Krochuk
Massachusetts
$142K +$137K +12,030 New
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$137K -$958K -84,226 -88%
CFA
24
Carroll Financial Associates
North Carolina
$70K – – –
UBS Group
25
UBS Group
Switzerland
$55K +$18.4K +1,619 +52%
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