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Gabelli Global Small and Mid-Cap Value Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$3.6M -$623K -54,902 -13%
Morgan Stanley
2
Morgan Stanley
New York
$3.09M -$222K -19,546 -6%
Private Management Group
3
Private Management Group
California
$2.34M +$83.5K +7,352 +3%
Wells Fargo
4
Wells Fargo
California
$1.04M -$257K -22,659 -17%
UBS Group
5
UBS Group
Switzerland
$884K +$24.4K +2,149 +2%
Gabelli & Co Investment Advisers
6
Gabelli & Co Investment Advisers
New York
$828K – – –
Raymond James & Associates
7
Raymond James & Associates
Florida
$793K -$81K -7,131 -8%
Blue Bell Private Wealth Management
8
Blue Bell Private Wealth Management
Pennsylvania
$729K +$33.7K +2,967 +4%
Stephens Inc
9
Stephens Inc
Arkansas
$515K +$110K +9,710 +22%
Shaker Financial Services
10
Shaker Financial Services
Virginia
$504K +$443K +38,999 +281%
CA
11
Cornerstone Advisors
North Carolina
$495K +$201K +17,744 +52%
CL
12
CSS LLC
Illinois
$429K – – –
Raymond James Financial Services Advisors
13
Raymond James Financial Services Advisors
Florida
$353K -$113K -9,971 -21%
180 Wealth Advisors
14
180 Wealth Advisors
Washington
$325K +$91.3K +8,042 +31%
GAMCO Investors
15
GAMCO Investors
Connecticut
$322K – – –
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$306K +$20.5K +1,803 +6%
APA
17
American Portfolios Advisors
New York
$268K -$173K -15,231 -35%
Silverlake Wealth Management
18
Silverlake Wealth Management
Vermont
$244K +$96.8K +8,529 +50%
Wolverine Asset Management
19
Wolverine Asset Management
Illinois
$227K +$156K +13,739 +136%
Private Advisor Group
20
Private Advisor Group
New Jersey
$151K +$44.3K +3,900 +33%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$123K -$18.1K -1,595 -11%
Ancora Advisors
22
Ancora Advisors
Ohio
$48K – – –
Osaic Holdings
23
Osaic Holdings
Arizona
$34K +$1.19K +105 +3%
Rockefeller Capital Management
24
Rockefeller Capital Management
New York
$26K – – –
IFP Advisors
25
IFP Advisors
Florida
$15K – – –