We are live on ! Find out more
GGZ

Gabelli Global Small and Mid-Cap Value Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.6M +$4.68M +427,576 New
Lazard Asset Management
2
Lazard Asset Management
New York
$1.33M +$1.35M +123,321 New
Wells Fargo
3
Wells Fargo
California
$1.22M +$1.24M +113,627 New
Cohen & Steers
4
Cohen & Steers
New York
$997K +$1.01M +92,467 New
Bank of America
5
Bank of America
North Carolina
$915K +$931K +85,093 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$633K +$644K +58,806 New
GI
7
GAMCO Investors
Connecticut
$623K +$635K +57,992 New
Invesco
8
Invesco
Georgia
$492K +$501K +45,802 New
PWP
9
Private Wealth Partners
California
$440K +$448K +40,925 New
JWM
10
Jacobus Wealth Management
Wisconsin
$369K +$375K +34,291 New
VFS
11
VSR Financial Services
Kansas
$330K +$336K +30,699 New
RJA
12
Raymond James & Associates
Florida
$304K +$310K +28,289 New
U
13
UBS
Switzerland
$299K +$304K +27,800 New
CL
14
CSS LLC
Illinois
$177K +$180K +16,431 New
LPL Financial
15
LPL Financial
California
$169K +$172K +15,738 New
1CP
16
1607 Capital Partners
Virginia
$159K +$162K +14,822 New
SFS
17
Shaker Financial Services
Virginia
$149K +$152K +13,902 New
FAAS
18
First Allied Advisory Services
California
$148K +$152K +13,853 New
GC
19
Guggenheim Capital
Illinois
$119K +$121K +11,027 New
WAM
20
Wolverine Asset Management
Illinois
$75K +$76.5K +6,986 New
BBPWM
21
Blue Bell Private Wealth Management
Pennsylvania
$67K +$68.5K +6,258 New
NSIM
22
North Star Investment Management
Illinois
$44K +$44.7K +4,085 New
WRM
23
Westport Resources Management
Connecticut
$43K +$43.7K +3,992 New
FNBT
24
FineMark National Bank & Trust
Florida
$24K +$23.8K +2,173 New
Ameriprise
25
Ameriprise
Minnesota
$23K +$23.5K +2,147 New