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Gabelli Global Small and Mid-Cap Value Trust
GGZ

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Raymond James & Associates
1
Raymond James & Associates
Florida
USD 6.81 M +USD 838 k +53,992 +15%
Bank of America
2
Bank of America
North Carolina
USD 5.37 M -USD 198 k -12,761 -4%
Morgan Stanley
3
Morgan Stanley
New York
USD 5.1 M +USD 86.4 k +5,570 +2%
Matisse Capital
4
Matisse Capital
Oregon
USD 3.07 M -USD 572 k -36,900 -16%
Private Management Group
5
Private Management Group
California
USD 3.04 M +USD 90.3 k +5,819 +3%
Wells Fargo
6
Wells Fargo
California
USD 2.08 M -USD 33.3 k -2,146 -2%
UBS Group
7
UBS Group
Switzerland
USD 1.46 M +USD 19.6 k +1,264 +1%
CA
8
Cornerstone Advisors
North Carolina
USD 1.46 M +USD 158 k +10,213 +13%
Gabelli & Co Investment Advisers
9
Gabelli & Co Investment Advisers
New York
USD 1.39 M – – –
Blue Bell Private Wealth Management
10
Blue Bell Private Wealth Management
Pennsylvania
USD 1.16 M -USD 63.9 k -4,119 -5%
CL
11
CSS LLC
Illinois
USD 848 k – – –
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
USD 664 k +USD 64.8 k +4,176 +11%
Shaker Financial Services
13
Shaker Financial Services
Virginia
USD 655 k +USD 635 k +40,926 Nuevas
Raymond James Financial Services Advisors
14
Raymond James Financial Services Advisors
Florida
USD 638 k +USD 393 k +25,339 +174%
GAMCO Investors
15
GAMCO Investors
Connecticut
USD 541 k – – –
Stephens Inc
16
Stephens Inc
Arkansas
USD 416 k -USD 86.5 k -5,575 -18%
APA
17
American Portfolios Advisors
New York
USD 396 k +USD 384 k +24,728 Nuevas
Private Advisor Group
18
Private Advisor Group
New Jersey
USD 239 k +USD 18.6 k +1,200 +9%
180 Wealth Advisors
19
180 Wealth Advisors
Washington
USD 238 k +USD 7.37 k +475 +3%
Ancora Advisors
20
Ancora Advisors
Ohio
USD 80 k – – –
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
USD 45 k – – –
Advisory Services Network
22
Advisory Services Network
Georgia
USD 23 k +USD 22 k +1,418 Nuevas
Osaic Holdings
23
Osaic Holdings
Arizona
USD 18 k -USD 946 -61 -5%
North Star Investment Management
24
North Star Investment Management
Illinois
USD 7 k – – –
JPLA
25
Joseph P. Lucia & Associates
New York
USD 6 k – – –
1
2