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Gabelli Global Small and Mid-Cap Value Trust
GGZ

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 6.22 M +USD 37.1 k +3,747 +0.6%
Raymond James & Associates
2
Raymond James & Associates
Florida
USD 1.71 M -USD 26 k -2,624 -2%
Bank of America
3
Bank of America
North Carolina
USD 1.52 M -USD 59.8 k -6,046 -4%
Lazard Asset Management
4
Lazard Asset Management
New York
USD 1.27 M +USD 989 +100 +0.1%
Landscape Capital Management
5
Landscape Capital Management
New Jersey
USD 1.13 M +USD 648 k +65,515 +157%
Karpus Investment Management
6
Karpus Investment Management
New York
USD 817 k -USD 19.8 k -2,000 -3%
Knightsbridge Asset Management
7
Knightsbridge Asset Management
California
USD 723 k +USD 317 k +32,050 +88%
FIMG
8
Financial & Investment Management Group
Michigan
USD 684 k -USD 20 k -2,019 -3%
Citigroup
9
Citigroup
New York
USD 612 k +USD 574 k +58,033 +290,165%
Gabelli & Co Investment Advisers
10
Gabelli & Co Investment Advisers
New York
USD 551 k – – –
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
USD 430 k +USD 3.07 k +310 +0.8%
VFS
12
VSR Financial Services
Kansas
USD 428 k – – –
Blue Bell Private Wealth Management
13
Blue Bell Private Wealth Management
Pennsylvania
USD 427 k -USD 46.4 k -4,693 -10%
Rivernorth Capital Management
14
Rivernorth Capital Management
Florida
USD 350 k – – –
1607 Capital Partners
15
1607 Capital Partners
Virginia
USD 349 k -USD 54.1 k -5,465 -14%
CL
16
CSS LLC
Illinois
USD 300 k – – –
CA
17
Cornerstone Advisors
North Carolina
USD 270 k +USD 253 k +25,580 Nuevas
UBS Group
18
UBS Group
Switzerland
USD 265 k +USD 15.1 k +1,527 +6%
Geode Capital Management
19
Geode Capital Management
Massachusetts
USD 245 k – – –
Wells Fargo
20
Wells Fargo
California
USD 221 k -USD 103 k -10,460 -33%
GAMCO Investors
21
GAMCO Investors
Connecticut
USD 176 k – – –
Matisse Capital
22
Matisse Capital
Oregon
USD 164 k +USD 154 k +15,526 Nuevas
First Allied Advisory Services
23
First Allied Advisory Services
California
USD 161 k -USD 3.85 k -389 -2%
LPL Financial
24
LPL Financial
California
USD 135 k -USD 25.2 k -2,542 -16%
Doliver Advisors
25
Doliver Advisors
Texas
USD 126 k +USD 118 k +11,890 Nuevas
1
2