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Gabelli Global Small and Mid-Cap Value Trust
GGZ

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 5.54 M -USD 580 k -55,421 -9%
Raymond James & Associates
2
Raymond James & Associates
Florida
USD 1.69 M +USD 4.62 k +441 +0.3%
Bank of America
3
Bank of America
North Carolina
USD 1.42 M -USD 72.4 k -6,918 -5%
Landscape Capital Management
4
Landscape Capital Management
New Jersey
USD 1.24 M +USD 126 k +11,994 +11%
Lazard Asset Management
5
Lazard Asset Management
New York
USD 1.17 M -USD 89.7 k -8,570 -7%
MC
6
Matisse Capital
Oregon
USD 1.13 M +USD 978 k +93,474 +602%
Karpus Investment Management
7
Karpus Investment Management
New York
USD 802 k -USD 1.57 k -150 -0.2%
Knightsbridge Asset Management
8
Knightsbridge Asset Management
California
USD 711 k +USD 4.71 k +450 +0.7%
FIMG
9
Financial & Investment Management Group
Michigan
USD 678 k +USD 5.97 k +570 +0.9%
Citigroup
10
Citigroup
New York
USD 649 k +USD 43.9 k +4,192 +7%
Gabelli & Co Investment Advisers
11
Gabelli & Co Investment Advisers
New York
USD 542 k – – –
Geode Capital Management
12
Geode Capital Management
Massachusetts
USD 530 k – – –
Blue Bell Private Wealth Management
13
Blue Bell Private Wealth Management
Pennsylvania
USD 478 k +USD 58.7 k +5,611 +14%
CA
14
Cornerstone Advisors
North Carolina
USD 438 k +USD 171 k +16,379 +64%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
USD 428 k +USD 5.28 k +504 +1%
VFS
16
VSR Financial Services
Kansas
USD 421 k – – –
SFS
17
Shaker Financial Services
Virginia
USD 361 k +USD 364 k +34,823 Nuevas
Rivernorth Capital Management
18
Rivernorth Capital Management
Florida
USD 344 k – – –
1607 Capital Partners
19
1607 Capital Partners
Virginia
USD 343 k – – –
CL
20
CSS LLC
Illinois
USD 295 k – – –
Wells Fargo
21
Wells Fargo
California
USD 252 k +USD 35.2 k +3,367 +16%
UBS Group
22
UBS Group
Switzerland
USD 185 k -USD 76.8 k -7,335 -29%
GAMCO Investors
23
GAMCO Investors
Connecticut
USD 173 k – – –
DA
24
Doliver Advisors
Texas
USD 163 k +USD 38 k +3,633 +31%
First Allied Advisory Services
25
First Allied Advisory Services
California
USD 157 k -USD 3.28 k -313 -2%
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