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Gabelli Global Small and Mid-Cap Value Trust
GGZ

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 6.34 M +USD 570 k +53,015 +10%
Raymond James & Associates
2
Raymond James & Associates
Florida
USD 1.79 M +USD 34.9 k +3,249 +2%
Bank of America
3
Bank of America
North Carolina
USD 1.47 M -USD 4.48 k -417 -0.3%
Matisse Capital
4
Matisse Capital
Oregon
USD 1.26 M +USD 79.8 k +7,420 +7%
Lazard Asset Management
5
Lazard Asset Management
New York
USD 1.18 M -USD 27.5 k -2,554 -2%
Geode Capital Management
6
Geode Capital Management
Massachusetts
USD 834 k +USD 830 k +77,245 Nuevas
Karpus Investment Management
7
Karpus Investment Management
New York
USD 814 k -USD 21 k -1,950 -3%
Citigroup
8
Citigroup
New York
USD 798 k +USD 125 k +11,648 +19%
Landscape Capital Management
9
Landscape Capital Management
New Jersey
USD 741 k -USD 546 k -50,759 -43%
Knightsbridge Asset Management
10
Knightsbridge Asset Management
California
USD 735 k -USD 10.2 k -950 -1%
CA
11
Cornerstone Advisors
North Carolina
USD 733 k +USD 278 k +25,887 +62%
FIMG
12
Financial & Investment Management Group
Michigan
USD 710 k +USD 4.03 k +375 +0.6%
Shaker Financial Services
13
Shaker Financial Services
Virginia
USD 685 k +USD 307 k +28,580 +82%
Gabelli & Co Investment Advisers
14
Gabelli & Co Investment Advisers
New York
USD 564 k – – –
Blue Bell Private Wealth Management
15
Blue Bell Private Wealth Management
Pennsylvania
USD 512 k +USD 14.5 k +1,351 +3%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
USD 440 k -USD 6.52 k -606 -1%
Rivernorth Capital Management
17
Rivernorth Capital Management
Florida
USD 358 k – – –
1607 Capital Partners
18
1607 Capital Partners
Virginia
USD 345 k -USD 12.9 k -1,200 -4%
CL
19
CSS LLC
Illinois
USD 307 k – – –
Wells Fargo
20
Wells Fargo
California
USD 239 k -USD 24.1 k -2,240 -9%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
USD 226 k +USD 225 k +20,940 Nuevas
UBS Group
22
UBS Group
Switzerland
USD 214 k +USD 21.5 k +1,996 +11%
GAMCO Investors
23
GAMCO Investors
Connecticut
USD 181 k +USD 1.05 k +98 +0.6%
First Allied Advisory Services
24
First Allied Advisory Services
California
USD 154 k -USD 9.05 k -842 -6%
WRM
25
Westport Resources Management
Connecticut
USD 37 k – – –
1
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