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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
NFC
76
Northeast Financial Consultants
Connecticut
$337K
HPC
77
HM Payson & Co
Maine
$328K
MML Investors Services
78
MML Investors Services
Massachusetts
$325K -$151K -1,804 -30%
HSA
79
HBK Sorce Advisory
Pennsylvania
$325K -$4.1K -49 -1%
KFGK
80
Keystone Financial Group (Kentucky)
Kentucky
$318K +$1.67K +20 +0.5%
TIM
81
Total Investment Management
Arizona
$307K
PTC
82
Private Trust Company
Ohio
$305K +$334K +3,985 New
IWM
83
IHT Wealth Management
Illinois
$290K -$144K -1,725 -31%
DFA
84
DHJJ Financial Advisors
Illinois
$287K
Creative Planning
85
Creative Planning
Kansas
$266K +$46K +550 +19%
HI
86
Harbour Investments
Wisconsin
$252K +$275K +3,288 New
FFN
87
Focus Financial Network
Minnesota
$249K -$335 -4 -0.1%
KPWS
88
Kestra Private Wealth Services
Texas
$245K -$10.5K -125 -4%
WE
89
Wealth Effects
Massachusetts
$234K
WS
90
Wedbush Securities
California
$229K +$502 +6 +0.2%
GVAG
91
Great Valley Advisor Group
Delaware
$227K +$10.2K +122 +4%
GIA
92
Gladstone Institutional Advisory
Florida
$226K
Carson Wealth (CWM LLC)
93
Carson Wealth (CWM LLC)
Nebraska
$223K
CP
94
Camelot Portfolios
Ohio
$208K -$19.1K -228 -8%
AAS
95
Ameritas Advisory Services
Nebraska
$206K -$14.9K -178 -6%
CAP
96
Columbia Advisory Partners
Washington
$202K +$502 +6 +0.2%
VVP
97
Venture Visionary Partners
Ohio
$179K
APA
98
American Portfolios Advisors
New York
$170K
MAM
99
Meeder Asset Management
Ohio
$123K +$134K +1,600 New
PNC Financial Services Group
100
PNC Financial Services Group
Pennsylvania
$103K -$4.52K -54 -4%