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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Geneos Wealth Management
76
Geneos Wealth Management
Colorado
$46K – – –
IFP Advisors
77
IFP Advisors
Florida
$20K -$60.9K -1,078 -70%
Benjamin Edwards Inc
78
Benjamin Edwards Inc
Missouri
$12K +$16.2K +287 New
BWP
79
Baldwin Wealth Partners
Massachusetts
$10K – – –
Benjamin F. Edwards & Company
80
Benjamin F. Edwards & Company
Missouri
$9K -$32.3K -571 -72%
Fifth Third Bancorp
81
Fifth Third Bancorp
Ohio
$8K – – –
Fidelity Investments
82
Fidelity Investments
Massachusetts
$6K -$42.9K -760 -84%
NFG
83
Next Financial Group
Texas
$4K -$9.66K -171 -62%
PFBT
84
Parkside Financial Bank & Trust
Missouri
$3K – – –
Sowell Financial Services
85
Sowell Financial Services
Arkansas
$2K – – –
WEC
86
Winslow Evans & Crocker
Massachusetts
$2K – – –
AF
87
Advisornet Financial
Minnesota
$1K – – –
TI
88
tru Independence
Oregon
$1K – – –
RIA
89
Regal Investment Advisors
Michigan
– -$3.45M -53,165 Closed
LPT
90
Legacy Private Trust
Wisconsin
– -$2.18M -33,523 Closed
Goldman Sachs
91
Goldman Sachs
New York
– -$1.45M -22,380 Closed
Avantax Advisory Services
92
Avantax Advisory Services
Texas
– -$828K -12,717 Closed
LWAC
93
Laurel Wealth Advisors (California)
California
– -$493K -7,596 Closed
SG
94
StoneX Group
New York
– -$405K -6,242 Closed
Independent Advisor Alliance
95
Independent Advisor Alliance
North Carolina
– -$387K -5,964 Closed
BW
96
Bison Wealth
Georgia
– -$377K -5,801 Closed
Private Advisor Group
97
Private Advisor Group
New Jersey
– -$342K -5,271 Closed
Northeast Financial Consultants
98
Northeast Financial Consultants
Connecticut
– -$286K -4,400 Closed
OneDigital Investment Advisors
99
OneDigital Investment Advisors
Kansas
– -$282K -4,350 Closed
WAS
100
Wealth Advisory Solutions
Indiana
– -$274K -4,217 Closed