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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AGA
51
Accuvest Global Advisors
Utah
$259K -$7.67M -184,475 -97%
SCA
52
Snowden Capital Advisors
New York
$242K +$223K +5,375 New
MFS
53
MSI Financial Services
Massachusetts
$176K -$22.2K -534 -12%
Citigroup
54
Citigroup
New York
$160K -$53.7K -1,293 -27%
CPIG
55
Chicago Partners Investment Group
Illinois
$147K
SG Americas Securities
56
SG Americas Securities
New York
$144K +$133K +3,199 New
IA
57
IFP Advisors
Florida
$133K -$599K -14,415 -87%
US Bancorp
58
US Bancorp
Minnesota
$130K +$120K +2,881 New
Fifth Third Bancorp
59
Fifth Third Bancorp
Ohio
$96K +$88.5K +2,130 New
WA
60
WFG Advisors
Texas
$79K -$6.19K -149 -8%
FAM
61
Formidable Asset Management
Ohio
$69K +$13.1K +315 +26%
NFG
62
Next Financial Group
Texas
$45K -$5.4K -130 -11%
BFEC
63
Benjamin F. Edwards & Company
Missouri
$17K -$1.79K -43 -10%
ASN
64
Advisory Services Network
Georgia
$8K -$8.73K -210 -53%
Manulife (Manufacturers Life Insurance)
65
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$6K +$5.57K +134 New
Creative Planning
66
Creative Planning
Kansas
$2K +$2.08K +50 New
FHC
67
First Heartland Consultants
Missouri
-$399K -9,030 Closed
LI
68
LVZ Inc
Michigan
-$328K -7,415 Closed
SS
69
Simplicity Solutions
Minnesota
-$276K -6,238 Closed
AFP
70
Ausdal Financial Partners
Iowa
-$268K -6,071 Closed
RJT
71
Raymond James Trust
Florida
-$252K -5,717 Closed
TSS
72
Two Sigma Securities
New York
-$238K -5,384 Closed
CAM
73
Concorde Asset Management
Michigan
-$209K -4,732 Closed
CCS
74
Crosspoint Capital Strategies
California
-$120K -2,457 Closed
Bessemer Group
75
Bessemer Group
New Jersey
-$51K -1,160 Closed