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First Trust Consumer Staples AlphaDEX Fund

64 hedge funds and large institutions have $420M invested in First Trust Consumer Staples AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 32 increasing their positions, 19 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

68% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 19

12% more capital invested

Capital invested by funds: $376M → $420M (+$43.9M)

1.21% more ownership

Funds ownership: 64.08%65.29% (+1.2%)

11% less funds holding

Funds holding: 7264 (-8)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

58% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 12

Holders
64
Holders Change
-8
Holders Change %
-11.11%
% of All Funds
2.08%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
5
Increased
32
Reduced
19
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PI
51
Placemark Investments
Illinois
$396K -$3.49M -106,501 -90%
SI
52
SII Investments
Wisconsin
$361K -$13.9K -425 -4%
RIA
53
Regal Investment Advisors
Michigan
$284K -$22.9K -699 -7%
SHA
54
Smith Hayes Advisers
Nebraska
$274K +$273K +8,319 New
Envestnet Asset Management
55
Envestnet Asset Management
Illinois
$260K -$61.5K -1,875 -19%
Creative Planning
56
Creative Planning
Kansas
$53K -$6.56K -200 -11%
HI
57
Hudock Inc
Pennsylvania
$25K
PSUF
58
People's United Financial
Connecticut
$20K
AWMS
59
Advocacy Wealth Management Services
Georgia
$19K
PTC
60
Private Trust Company
Ohio
$19K
SHWM
61
Smith & Howard Wealth Management
Georgia
$18K -$984 -30 -5%
TIM
62
Tortoise Investment Management
New York
$13K
FFC
63
First Financial Corp
Indiana
$7K
SMA
64
Simply Money Advisors
Ohio
$7K
Fidelity Investments
65
Fidelity Investments
Massachusetts
-$13.6M -439,700 Closed
PPA
66
Parametric Portfolio Associates
Washington
-$12.6M -408,073 Closed
BFA
67
Beaumont Financial Advisors
Massachusetts
-$6.02M -195,119 Closed
NA
68
Navellier & Associates
Nevada
-$3.69M -119,417 Closed
Rafferty Asset Management
69
Rafferty Asset Management
New York
-$2.27M -73,372 Closed
FA
70
FDx Advisors
Illinois
-$2.07M -67,123 Closed
MFS
71
MSI Financial Services
Massachusetts
-$1.13M -36,560 Closed
BRWA
72
B. Riley Wealth Advisors
Florida
-$257K -8,326 Closed
KIG
73
Kessler Investment Group
Indiana
-$129K -4,183 Closed
FHC
74
First Heartland Consultants
Missouri
-$19K -630 Closed
US Bancorp
75
US Bancorp
Minnesota
-$15K -473 Closed

FXG Hedge Fund Activity: Q3 2013 in Review

64 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in First Trust Consumer Staples AlphaDEX Fund (FXG) for Q3 2013, worth a combined $420M — up 12% from $376M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FXG and 5 opened new positions — a net loss of 7 holders — while 19 trimmed existing stakes and 32 added.

The largest buyer was Morgan Stanley, adding an estimated $20.7M. The largest seller was Fidelity Investments, exiting entirely with an estimated $13.6M sold.

  • 64 institutional investors held First Trust Consumer Staples AlphaDEX Fund (FXG) as of Q3 2013, down from 72 in Q2 2013.
  • Funds reported $420M of First Trust Consumer Staples AlphaDEX Fund stock for Q3 2013, up 12% quarter-over-quarter.
  • 5 funds opened new First Trust Consumer Staples AlphaDEX Fund positions in Q3 2013 and 12 closed out, a net change of -7 holders.
  • The largest First Trust Consumer Staples AlphaDEX Fund buyer in Q3 2013 was Morgan Stanley, an estimated $20.7M added.
  • The largest First Trust Consumer Staples AlphaDEX Fund seller in Q3 2013 was Fidelity Investments, an estimated $13.6M sold.

Based on aggregated 13F filings for Q3 2013.