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First Trust Consumer Staples AlphaDEX Fund

109 hedge funds and large institutions have $1.65B invested in First Trust Consumer Staples AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 51 increasing their positions, 23 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

480% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 5

122% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 23

100% more funds holding in top 10

Funds holding in top 10: 24 (+2)

45% more capital invested

Capital invested by funds: $1.14B → $1.65B (+$509M)

27% more funds holding

Funds holding: 86109 (+23)

23% more call options, than puts

Call options by funds: $558K | Put options by funds: $455K

2.75% less ownership

Funds ownership: 74.91%72.17% (-2.7%)

Holders
109
Holders Change
+23
Holders Change %
+26.74%
% of All Funds
2.91%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.11%
New
29
Increased
51
Reduced
23
Closed
5
Calls
$558K
Puts
$455K
Net Calls
+$103K
Net Calls Change
+$181K
Name Holding Trade Value Shares
Change
Change in
Stake
AIG
26
American International Group
New York
$5M +$2.03M +49,470 +73%
B
27
Baird
Wisconsin
$4.88M +$665K +16,198 +16%
HFS
28
HL Financial Services
Kentucky
$4.56M -$89.9K -2,190 -2%
BFEC
29
Benjamin F. Edwards & Company
Missouri
$4.51M +$1.11M +26,967 +34%
JP Morgan Chase
30
JP Morgan Chase
New York
$4.07M -$2.99M -72,860 -43%
VFS
31
VSR Financial Services
Kansas
$3.83M +$2.61M +63,667 +243%
TRCT
32
Tower Research Capital (TRC)
New York
$3.78M +$3.64M +88,791 New
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$3.62M +$47.2K +1,149 +1%
WA
34
WESPAC Advisors
California
$3.38M +$2.32M +56,547 +246%
PHS
35
Pekin Hardy Strauss
Illinois
$3.38M +$3.26M +79,493 New
ONB
36
Old National Bancorp
Indiana
$3.27M -$412K -10,032 -12%
SG Americas Securities
37
SG Americas Securities
New York
$3.22M +$2.58M +62,848 +494%
FMP
38
Financial Management Professionals
Texas
$2.86M +$2.76M +67,192 New
NA
39
NewEdge Advisors
Louisiana
$2.81M +$2.71M +66,009 New
SAG
40
Sterne Agee Group
Alabama
$2.79M -$28.4K -691 -1%
SI
41
SII Investments
Wisconsin
$2.65M +$618K +15,057 +32%
RJFSA
42
Raymond James Financial Services Advisors
Florida
$2.46M +$455K +11,096 +24%
SPC
43
Sigma Planning Corp
Michigan
$2.45M +$2.37M +57,637 New
SAM
44
SignalPoint Asset Management
Missouri
$2.43M -$9.97K -243 -0.4%
Jane Street
45
Jane Street
New York
$2.41M +$2.32M +56,600 New
RIA
46
Regal Investment Advisors
Michigan
$2.17M -$11.9K -290 -0.6%
IH
47
IFC Holdings
Florida
$1.85M +$30.1K +734 +2%
NPC
48
National Planning Corporation
California
$1.83M -$102K -2,494 -5%
PFS
49
Prospera Financial Services
Texas
$1.83M -$31.6K -770 -2%
Commonwealth Equity Services
50
Commonwealth Equity Services
Massachusetts
$1.79M +$385K +9,377 +29%

FXG Hedge Fund Activity: Q4 2014 in Review

109 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in First Trust Consumer Staples AlphaDEX Fund (FXG) for Q4 2014, worth a combined $1.65B — up 45% from $1.14B a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new FXG positions and 5 closed out — a net gain of 24 holders — while 51 added to existing stakes and 23 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $123M. The largest seller was JP Morgan Chase, cutting an estimated $2.99M.

  • 109 institutional investors held First Trust Consumer Staples AlphaDEX Fund (FXG) as of Q4 2014, up from 86 in Q3 2014.
  • Funds reported $1.65B of First Trust Consumer Staples AlphaDEX Fund stock for Q4 2014, up 45% quarter-over-quarter.
  • 29 funds opened new First Trust Consumer Staples AlphaDEX Fund positions in Q4 2014 and 5 closed out, a net change of +24 holders.
  • The largest First Trust Consumer Staples AlphaDEX Fund buyer in Q4 2014 was First Trust Advisors, an estimated $123M added.
  • The largest First Trust Consumer Staples AlphaDEX Fund seller in Q4 2014 was JP Morgan Chase, an estimated $2.99M sold.

Based on aggregated 13F filings for Q4 2014.