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First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

61 hedge funds and large institutions have $334M invested in First Trust Dorsey Wright Dynamic Focus 5 ETF in 2019 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 11 increasing their positions, 35 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

7% more funds holding

Funds holding: 57 → 61 (+4)

5.81% more ownership

Funds ownership: 69.18% → 75% (+5.8%)

3% more capital invested

Capital invested by funds: $324M → $334M (+$9.23M)

69% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 35

Holders
61
Holders Change
+4
Holders Change %
+7.02%
% of All Funds
1.2%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
11
Reduced
35
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Truist Financial
Truist Financial
North Carolina
+$11.3M
2
Jane Street
Jane Street
New York
+$1.36M
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$1.13M
4
IAA
Independent Advisor Alliance
North Carolina
+$478K
5
PSUF
People's United Financial
Connecticut
+$250K

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$5.81M
2
Wells Fargo
Wells Fargo
California
-$3.87M
3
LPL Financial
LPL Financial
California
-$3.33M
4
Morgan Stanley
Morgan Stanley
New York
-$2.86M
5
RJA
Raymond James & Associates
Florida
-$2.15M
Name Holding Trade Value Shares
Change 		Change in
Stake
GWM
26
Geneos Wealth Management
Colorado
$1.96M -$54.7K -2,037 -3%
AWM
27
Affinity Wealth Management
Delaware
$1.94M -$227K -8,463 -11%
MML Investors Services
28
MML Investors Services
Massachusetts
$1.75M -$168K -6,272 -9%
DADC
29
D.A. Davidson & Co
Montana
$1.56M – – –
SWP
30
Stratos Wealth Partners
Ohio
$1.21M -$91.5K -3,406 -7%
CCB
31
Cutter & Co Brokerage
Missouri
$1.03M -$14.8K -551 -1%
Janney Montgomery Scott
32
Janney Montgomery Scott
Pennsylvania
$1.02M -$321K -11,944 -24%
Envestnet Asset Management
33
Envestnet Asset Management
Illinois
$821K -$60.1K -2,239 -7%
ACA
34
Aptus Capital Advisors
Alabama
$813K -$59.7K -2,223 -7%
Citadel Advisors
35
Citadel Advisors
Florida
$778K -$295K -10,974 -28%
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$770K -$707K -26,313 -49%
FAIM
37
Financial Advocates Investment Management
Washington
$662K -$35.1K -1,309 -5%
OC
38
Oppenheimer & Co
New York
$575K +$8.27K +308 +2%
LNC
39
Lincoln National Corp
Pennsylvania
$559K -$779K -28,997 -59%
MIAN
40
Mariner Independent Advisor Network
Kansas
$551K -$143K -5,319 -21%
QWM
41
QP Wealth Management
New Jersey
$499K +$472K +17,563 New
IAA
42
Independent Advisor Alliance
North Carolina
$491K +$478K +17,788 New
GIA
43
Gladstone Institutional Advisory
Florida
$478K -$12.6K -469 -3%
PFA
44
Professional Financial Advisors
Nebraska
$458K +$445K +16,577 New
TSS
45
Two Sigma Securities
New York
$372K +$11.1K +412 +3%
PSUF
46
People's United Financial
Connecticut
$257K +$250K +9,302 New
CFGS
47
Concourse Financial Group Securities
Alabama
$247K +$116K +4,335 +95%
AWM
48
AE Wealth Management
Kansas
$244K -$113K -4,193 -32%
CAN
49
Cetera Advisor Networks
California
$237K +$228K +8,482 New
TFS
50
Thoroughbred Financial Services
Tennessee
$222K -$33.4K -1,245 -13%
1
2
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FVC Hedge Fund Activity: Q4 2019 in Review

61 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) for Q4 2019, worth a combined $334M — up 2.8% from $324M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FVC positions and 5 closed out — a net gain of 5 holders — while 11 added to existing stakes and 35 trimmed.

The largest buyer was Truist Financial, opening a new position worth an estimated $11.3M. The largest seller was UBS Group, cutting an estimated $5.81M.

  • 61 institutional investors held First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) as of Q4 2019, up from 57 in Q3 2019.
  • Funds reported $334M of First Trust Dorsey Wright Dynamic Focus 5 ETF stock for Q4 2019, up 2.8% quarter-over-quarter.
  • 10 funds opened new First Trust Dorsey Wright Dynamic Focus 5 ETF positions in Q4 2019 and 5 closed out, a net change of +5 holders.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF buyer in Q4 2019 was Truist Financial, an estimated $11.3M added.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF seller in Q4 2019 was UBS Group, an estimated $5.81M sold.

Based on aggregated 13F filings for Q4 2019.