We are live on ! Find out more
FVC icon

First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

57 hedge funds and large institutions have $324M invested in First Trust Dorsey Wright Dynamic Focus 5 ETF in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 21 increasing their positions, 28 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.74% less ownership

Funds ownership: 69.93% → 69.18% (-0.74%)

8% less funds holding

Funds holding: 62 → 57 (-5)

10% less capital invested

Capital invested by funds: $361M → $324M (-$36.8M)

25% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 28

50% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 10

Holders
57
Holders Change
-5
Holders Change %
-8.06%
% of All Funds
1.25%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
21
Reduced
28
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IA
IFG Advisory
Georgia
+$4.35M
2
RJA
Raymond James & Associates
Florida
+$3.62M
3
AWM
Affinity Wealth Management
Delaware
+$2.11M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.7M
5
Morgan Stanley
Morgan Stanley
New York
+$1.18M

Top Sellers

1
RJFSA
Raymond James Financial Services Advisors
Florida
-$12.4M
2
Bank of America
Bank of America
North Carolina
-$8.2M
3
UBS Group
UBS Group
Switzerland
-$4.8M
4
LPL Financial
LPL Financial
California
-$4.41M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$4.15M
Name Holding Trade Value Shares
Change 		Change in
Stake
MML Investors Services
26
MML Investors Services
Massachusetts
$1.84M -$419K -15,652 -18%
RAM
27
Riggs Asset Management
Pennsylvania
$1.78M +$28.5K +1,064 +2%
DADC
28
D.A. Davidson & Co
Montana
$1.49M -$76.1K -2,844 -5%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$1.43M -$134K -5,008 -8%
LNC
30
Lincoln National Corp
Pennsylvania
$1.3M +$251K +9,382 +24%
Janney Montgomery Scott
31
Janney Montgomery Scott
Pennsylvania
$1.29M +$36.9K +1,379 +3%
SWP
32
Stratos Wealth Partners
Ohio
$1.25M +$86.5K +3,233 +7%
Jane Street
33
Jane Street
New York
$1.07M +$565K +21,105 +110%
Citadel Advisors
34
Citadel Advisors
Florida
$1.04M -$40.6K -1,518 -4%
CCB
35
Cutter & Co Brokerage
Missouri
$1M -$311K -11,616 -23%
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$844K -$9.34K -349 -1%
ACA
37
Aptus Capital Advisors
Alabama
$836K +$857 +32 +0.1%
FAIM
38
Financial Advocates Investment Management
Washington
$668K +$19.8K +741 +3%
MIAN
39
Mariner Independent Advisor Network
Kansas
$662K -$126K -4,711 -16%
OC
40
Oppenheimer & Co
New York
$542K +$21.7K +809 +4%
GIA
41
Gladstone Institutional Advisory
Florida
$469K -$10.7K -398 -2%
AWM
42
AE Wealth Management
Kansas
$345K -$32.8K -1,227 -9%
TSS
43
Two Sigma Securities
New York
$345K +$116K +4,326 +50%
TFS
44
Thoroughbred Financial Services
Tennessee
$245K -$1.16M -43,469 -82%
PAG
45
Private Advisory Group
Washington
$219K -$3.12M -116,660 -93%
WP
46
WealthShield Partners
North Carolina
$214K – – –
IA
47
IFP Advisors
Florida
$208K +$212K +7,938 New
CFGS
48
Concourse Financial Group Securities
Alabama
$121K -$139K -5,200 -53%
APA
49
American Portfolios Advisors
New York
$120K – – –
CIAS
50
Capital Investment Advisory Services
North Carolina
$110K +$20.1K +750 +22%
1
2
3

FVC Hedge Fund Activity: Q3 2019 in Review

57 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) for Q3 2019, worth a combined $324M — down 10% from $361M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of FVC and 5 opened new positions — a net loss of 5 holders — while 28 trimmed existing stakes and 21 added.

The largest buyer was IFG Advisory, opening a new position worth an estimated $4.35M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $12.4M.

  • 57 institutional investors held First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) as of Q3 2019, down from 62 in Q2 2019.
  • Funds reported $324M of First Trust Dorsey Wright Dynamic Focus 5 ETF stock for Q3 2019, down 10% quarter-over-quarter.
  • 5 funds opened new First Trust Dorsey Wright Dynamic Focus 5 ETF positions in Q3 2019 and 10 closed out, a net change of -5 holders.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF buyer in Q3 2019 was IFG Advisory, an estimated $4.35M added.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF seller in Q3 2019 was Raymond James Financial Services Advisors, an estimated $12.4M sold.

Based on aggregated 13F filings for Q3 2019.