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First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

56 hedge funds and large institutions have $351M invested in First Trust Dorsey Wright Dynamic Focus 5 ETF in 2019 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 25 increasing their positions, 18 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

39% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 18

7% more capital invested

Capital invested by funds: $329M → $351M (+$22.3M)

3.35% less ownership

Funds ownership: 69.47% → 66.12% (-3.3%)

10% less funds holding

Funds holding: 62 → 56 (-6)

55% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 11

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
56
Holders Change
-6
Holders Change %
-9.68%
% of All Funds
1.21%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
25
Reduced
18
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$3.87M
2
Morgan Stanley
Morgan Stanley
New York
+$2.93M
3
CFD
Creative Financial Designs
Indiana
+$2.14M
4
SPC
Sigma Planning Corp
Michigan
+$1.5M
5
LPL Financial
LPL Financial
California
+$1.36M

Top Sellers

Rank Fund Capital Flow
1
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$15.9M
2
RCAG
Rehmann Capital Advisory Group
Michigan
-$8.37M
3
PFS
Prospera Financial Services
Texas
-$3.88M
4
Wells Fargo
Wells Fargo
California
-$2.57M
5
GFP
Gryphon Financial Partners
Ohio
-$1.68M
Name Holding Trade Value Shares
Change 		Change in
Stake
DADC
26
D.A. Davidson & Co
Montana
$1.58M +$175K +6,732 +13%
MIAN
27
Mariner Independent Advisor Network
Kansas
$1.23M -$99.2K -3,816 -8%
Envestnet Asset Management
28
Envestnet Asset Management
Illinois
$1.23M -$15.9M -611,539 -93%
UCFA
29
United Capital Financial Advisors
Texas
$1.11M +$166K +6,369 +18%
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$980K -$719K -27,663 -43%
CCB
31
Cutter & Co Brokerage
Missouri
$862K +$392K +15,058 +88%
PAG
32
Private Advisory Group
Washington
$861K – – –
SWP
33
Stratos Wealth Partners
Ohio
$798K +$79.8K +3,068 +11%
FAIM
34
Financial Advocates Investment Management
Washington
$593K -$48.8K -1,876 -8%
ACA
35
Aptus Capital Advisors
Alabama
$569K +$554K +21,300 New
Citadel Advisors
36
Citadel Advisors
Florida
$470K +$456K +17,539 New
OC
37
Oppenheimer & Co
New York
$465K -$88.7K -3,411 -16%
RCAG
38
Rehmann Capital Advisory Group
Michigan
$397K -$8.37M -321,752 -96%
AWM
39
AE Wealth Management
Kansas
$348K +$339K +13,021 New
SS
40
Simplicity Solutions
Minnesota
$348K +$339K +13,021 New
PA
41
PFG Advisors
Arizona
$317K – – –
GFPC
42
Global Financial Private Capital
Florida
$312K -$852K -32,780 -74%
TFS
43
Thoroughbred Financial Services
Tennessee
$298K -$826K -31,759 -74%
CFGS
44
Concourse Financial Group Securities
Alabama
$275K -$4.84K -186 -2%
CA
45
Cetera Advisors
Colorado
$264K -$848K -32,622 -77%
CAN
46
Cetera Advisor Networks
California
$232K +$226K +8,699 New
WP
47
WealthShield Partners
North Carolina
$216K -$19K -732 -8%
APA
48
American Portfolios Advisors
New York
$122K – – –
IA
49
IFP Advisors
Florida
$109K +$74.1K +2,850 +238%
CIAS
50
Capital Investment Advisory Services
North Carolina
$91K – – –
1
2
3

FVC Hedge Fund Activity: Q1 2019 in Review

56 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) for Q1 2019, worth a combined $351M — up 6.8% from $329M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of FVC and 5 opened new positions — a net loss of 6 holders — while 18 trimmed existing stakes and 25 added.

The largest buyer was Bank of America, adding an estimated $3.87M. The largest seller was Envestnet Asset Management, cutting an estimated $15.9M.

  • 56 institutional investors held First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) as of Q1 2019, down from 62 in Q4 2018.
  • Funds reported $351M of First Trust Dorsey Wright Dynamic Focus 5 ETF stock for Q1 2019, up 6.8% quarter-over-quarter.
  • 5 funds opened new First Trust Dorsey Wright Dynamic Focus 5 ETF positions in Q1 2019 and 11 closed out, a net change of -6 holders.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF buyer in Q1 2019 was Bank of America, an estimated $3.87M added.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF seller in Q1 2019 was Envestnet Asset Management, an estimated $15.9M sold.

Based on aggregated 13F filings for Q1 2019.