We are live on ! Find out more
FVC icon

First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

62 hedge funds and large institutions have $329M invested in First Trust Dorsey Wright Dynamic Focus 5 ETF in 2018 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 21 increasing their positions, 20 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 10

15% more funds holding

Funds holding: 54 → 62 (+8)

3.19% more ownership

Funds ownership: 66.28% → 69.47% (+3.2%)

5% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 20

20% less capital invested

Capital invested by funds: $411M → $329M (-$82.8M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
62
Holders Change
+8
Holders Change %
+14.81%
% of All Funds
1.38%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
18
Increased
21
Reduced
20
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$16.7M
2
OIA
OneDigital Investment Advisors
Kansas
+$5.17M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$3.61M
4
AG
Advisor Group
Arizona
+$1.82M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.63M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$11.3M
2
BTS
BB&T Securities
Virginia
-$9.23M
3
RJFSA
Raymond James Financial Services Advisors
Florida
-$6.69M
4
Bank of America
Bank of America
North Carolina
-$5.18M
5
UBS Group
UBS Group
Switzerland
-$4.33M
Name Holding Trade Value Shares
Change 		Change in
Stake
GWM
26
Geneos Wealth Management
Colorado
$1.53M -$967K -38,198 -37%
Susquehanna International Group
27
Susquehanna International Group
Pennsylvania
$1.51M +$1.63M +64,275 New
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$1.5M +$63.3K +2,501 +4%
MIAN
29
Mariner Independent Advisor Network
Kansas
$1.25M -$427K -16,858 -25%
DADC
30
D.A. Davidson & Co
Montana
$1.23M +$10.1K +400 +0.8%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$1.17M +$44.3K +1,750 +4%
Jane Street
32
Jane Street
New York
$1.08M +$1.16M +45,944 New
GFPC
33
Global Financial Private Capital
Florida
$1.04M -$211K -8,341 -16%
TFS
34
Thoroughbred Financial Services
Tennessee
$1.02M +$1.09M +42,924 New
CA
35
Cetera Advisors
Colorado
$994K -$230K -9,070 -18%
PAG
36
Private Advisory Group
Washington
$861K +$321K +12,659 +52%
UCFA
37
United Capital Financial Advisors
Texas
$824K +$79.3K +3,130 +10%
SWP
38
Stratos Wealth Partners
Ohio
$627K +$11.6K +459 +2%
CFD
39
Creative Financial Designs
Indiana
$623K +$646K +25,490 +2,276%
BRWM
40
B. Riley Wealth Management
Tennessee
$566K -$548K -21,628 -47%
FAIM
41
Financial Advocates Investment Management
Washington
$563K -$90.2K -3,561 -13%
OC
42
Oppenheimer & Co
New York
$488K +$527K +20,824 New
GRP
43
Global Retirement Partners
California
$420K +$432K +17,070 +1,951%
CCB
44
Cutter & Co Brokerage
Missouri
$402K +$435K +17,180 New
TSS
45
Two Sigma Securities
New York
$341K +$368K +14,533 New
PA
46
PFG Advisors
Arizona
$309K -$32.9K -1,300 -10%
CFGS
47
Concourse Financial Group Securities
Alabama
$245K +$47.2K +1,864 +22%
WP
48
WealthShield Partners
North Carolina
$207K +$60K +2,369 +37%
UBS AM
49
UBS AM
Illinois
$148K +$160K +6,323 New
APA
50
American Portfolios Advisors
New York
$107K +$7.78K +307 +7%
1
2
3

FVC Hedge Fund Activity: Q4 2018 in Review

62 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) for Q4 2018, worth a combined $329M — down 20% from $411M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new FVC positions and 10 closed out — a net gain of 8 holders — while 21 added to existing stakes and 20 trimmed.

The largest buyer was Envestnet Asset Management, opening a new position worth an estimated $16.7M. The largest seller was Morgan Stanley, cutting an estimated $11.3M.

  • 62 institutional investors held First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) as of Q4 2018, up from 54 in Q3 2018.
  • Funds reported $329M of First Trust Dorsey Wright Dynamic Focus 5 ETF stock for Q4 2018, down 20% quarter-over-quarter.
  • 18 funds opened new First Trust Dorsey Wright Dynamic Focus 5 ETF positions in Q4 2018 and 10 closed out, a net change of +8 holders.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF buyer in Q4 2018 was Envestnet Asset Management, an estimated $16.7M added.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF seller in Q4 2018 was Morgan Stanley, an estimated $11.3M sold.

Based on aggregated 13F filings for Q4 2018.