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First Trust Ultra Short Duration Municipal ETF
FUMB

77 hedge funds and large institutions have $182M invested in First Trust Ultra Short Duration Municipal ETF in 2022 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 30 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 7

100% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 15

27% more capital invested

Capital invested by funds: $143M → $182M (+$39M)

17% more funds holding

Funds holding: 66 → 77 (+11)

3.37% more ownership

Funds ownership: 55.37% → 58.74% (+3.4%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
77
Holders Change
+11
Holders Change %
+16.67%
% of All Funds
1.33%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
18
Increased
30
Reduced
15
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$9.98M
2
HighTower Advisors
HighTower Advisors
Illinois
+$9.67M
3
NA
NewEdge Advisors
Louisiana
+$4.6M
4
SAM
Strategy Asset Managers
California
+$3.76M
5
JWCA
J.W. Cole Advisors
Florida
+$3.16M

Top Sellers

Rank Fund Capital Flow
1
RJFSA
Raymond James Financial Services Advisors
Florida
-$4.73M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2M
3
SCA
Snowden Capital Advisors
New York
-$880K
4
FTUS
Flow Traders U.S.
New York
-$687K
5
WCFA
Walkner Condon Financial Advisors
Wisconsin
-$444K
Name Holding Trade Value Shares
Change 		Change in
Stake
AAS
51
Avantax Advisory Services
Texas
$337K +$339K +17,006 New
MFS
52
McNamara Financial Services
Massachusetts
$332K +$58K +2,907 +21%
WIP
53
WealthCare Investment Partners
Rhode Island
$329K +$918 +46 +0.3%
JCM
54
Jacobi Capital Management
Pennsylvania
$322K +$559 +28 +0.2%
FHA
55
First Horizon Advisors
Tennessee
$292K -$65.2K -3,269 -18%
KIG
56
Kowal Investment Group
Wisconsin
$291K +$17.3K +866 +6%
ATPW
57
Ashton Thomas Private Wealth
Arizona
$282K +$283K +14,206 New
CAL
58
Capital Analysts LLC
Pennsylvania
$258K +$260K +13,014 New
MSFS
59
Main Street Financial Solutions
Pennsylvania
$248K -$95.8K -4,800 -28%
JSW
60
Journey Strategic Wealth
New Jersey
$237K -$226K -11,347 -49%
AWM
61
AE Wealth Management
Kansas
$228K +$229K +11,483 New
WCM
62
WealthBridge Capital Management
Ohio
$217K – – –
RA
63
RFG Advisory
Alabama
$208K +$209K +10,501 New
OAM
64
Occidental Asset Management
California
$198K – – –
Rockefeller Capital Management
65
Rockefeller Capital Management
New York
$198K – – –
SSWM
66
Sheets Smith Wealth Management
North Carolina
$198K – – –
M1FG
67
Mach-1 Financial Group
Arkansas
$192K +$59.4K +2,979 +44%
BFEC
68
Benjamin F. Edwards & Company
Missouri
$183K -$2.99K -150 -2%
WWP
69
WR Wealth Planners
Missouri
$152K -$11K -552 -7%
WWMSC
70
Wagner Wealth Management (South Carolina)
South Carolina
$95K -$338K -16,956 -78%
Wells Fargo
71
Wells Fargo
California
$94K +$69.1K +3,464 +275%
GRP
72
Global Retirement Partners
California
$82K +$53.2K +2,665 +183%
IA
73
IFP Advisors
Florida
$74K – – –
SMG
74
Spectrum Management Group
Indiana
$46K – – –
RCM
75
Raleigh Capital Management
North Carolina
$31K -$439 -22 -1%
1 2
3
4

FUMB Hedge Fund Activity: Q3 2022 in Review

77 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Ultra Short Duration Municipal ETF (FUMB) for Q3 2022, worth a combined $182M — up 27% from $143M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new FUMB positions and 7 closed out — a net gain of 11 holders — while 30 added to existing stakes and 15 trimmed.

The largest buyer was LPL Financial, adding an estimated $9.98M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $4.73M.

  • 77 institutional investors held First Trust Ultra Short Duration Municipal ETF (FUMB) as of Q3 2022, up from 66 in Q2 2022.
  • Funds reported $182M of First Trust Ultra Short Duration Municipal ETF stock for Q3 2022, up 27% quarter-over-quarter.
  • 18 funds opened new First Trust Ultra Short Duration Municipal ETF positions in Q3 2022 and 7 closed out, a net change of +11 holders.
  • The largest First Trust Ultra Short Duration Municipal ETF buyer in Q3 2022 was LPL Financial, an estimated $9.98M added.
  • The largest First Trust Ultra Short Duration Municipal ETF seller in Q3 2022 was Raymond James Financial Services Advisors, an estimated $4.73M sold.

Based on aggregated 13F filings for Q3 2022.