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First Trust Ultra Short Duration Municipal ETF
FUMB

77 hedge funds and large institutions have $182M invested in First Trust Ultra Short Duration Municipal ETF in 2022 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 30 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 7

100% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 15

27% more capital invested

Capital invested by funds: $143M → $182M (+$39M)

17% more funds holding

Funds holding: 66 → 77 (+11)

3.37% more ownership

Funds ownership: 55.37% → 58.74% (+3.4%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
77
Holders Change
+11
Holders Change %
+16.67%
% of All Funds
1.33%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
18
Increased
30
Reduced
15
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$9.98M
2
HighTower Advisors
HighTower Advisors
Illinois
+$9.67M
3
NA
NewEdge Advisors
Louisiana
+$4.6M
4
SAM
Strategy Asset Managers
California
+$3.76M
5
JWCA
J.W. Cole Advisors
Florida
+$3.16M

Top Sellers

Rank Fund Capital Flow
1
RJFSA
Raymond James Financial Services Advisors
Florida
-$4.73M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2M
3
SCA
Snowden Capital Advisors
New York
-$880K
4
FTUS
Flow Traders U.S.
New York
-$687K
5
WCFA
Walkner Condon Financial Advisors
Wisconsin
-$444K
Name Holding Trade Value Shares
Change 		Change in
Stake
BFG
26
Barber Financial Group
Kansas
$1.15M +$183K +9,177 +19%
Truist Financial
27
Truist Financial
North Carolina
$960K +$468K +23,456 +94%
SCA
28
Snowden Capital Advisors
New York
$933K -$880K -44,126 -48%
IIL
29
Insight Inv LLC
California
$899K +$99.7K +5,000 +12%
SWP
30
Stratos Wealth Partners
Ohio
$850K +$340K +17,024 +66%
JIR
31
James Investment Research
Ohio
$817K +$822K +41,230 New
HW
32
Hedeker Wealth
Illinois
$785K -$113K -5,644 -12%
EH
33
Equitable Holdings
New York
$780K – – –
RJT
34
Raymond James Trust
Florida
$645K – – –
KWM
35
Kingsview Wealth Management
Oregon
$621K +$297K +14,865 +90%
FAIM
36
Financial Advocates Investment Management
Washington
$618K +$145K +7,248 +30%
TC
37
Titleist Capital
Texas
$541K +$545K +27,308 New
MP
38
McDonald Partners
Ohio
$525K +$529K +26,500 New
CCM
39
Chilton Capital Management
Texas
$496K +$499K +25,018 New
SPC
40
Sigma Planning Corp
Michigan
$461K +$464K +23,249 New
SPI
41
Sutton Place Investors
New York
$416K +$419K +21,000 New
B
42
Bensler
Washington
$388K +$9.55K +479 +3%
HAS
43
HBW Advisory Services
California
$371K +$373K +18,702 New
NFG
44
Nations Financial Group
Iowa
$370K +$372K +18,667 New
DADC
45
D.A. Davidson & Co
Montana
$363K – – –
DAS
46
Dynamic Advisor Solutions
Arizona
$361K +$121K +6,076 +50%
VCM
47
Virtue Capital Management
Tennessee
$351K – – –
CAN
48
Cetera Advisor Networks
California
$351K +$618 +31 +0.2%
APA
49
American Portfolios Advisors
New York
$350K +$200K +10,001 +130%
SPIA
50
Steward Partners Investment Advisory
New York
$347K – – –
1
2
3 4

FUMB Hedge Fund Activity: Q3 2022 in Review

77 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Ultra Short Duration Municipal ETF (FUMB) for Q3 2022, worth a combined $182M — up 27% from $143M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new FUMB positions and 7 closed out — a net gain of 11 holders — while 30 added to existing stakes and 15 trimmed.

The largest buyer was LPL Financial, adding an estimated $9.98M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $4.73M.

  • 77 institutional investors held First Trust Ultra Short Duration Municipal ETF (FUMB) as of Q3 2022, up from 66 in Q2 2022.
  • Funds reported $182M of First Trust Ultra Short Duration Municipal ETF stock for Q3 2022, up 27% quarter-over-quarter.
  • 18 funds opened new First Trust Ultra Short Duration Municipal ETF positions in Q3 2022 and 7 closed out, a net change of +11 holders.
  • The largest First Trust Ultra Short Duration Municipal ETF buyer in Q3 2022 was LPL Financial, an estimated $9.98M added.
  • The largest First Trust Ultra Short Duration Municipal ETF seller in Q3 2022 was Raymond James Financial Services Advisors, an estimated $4.73M sold.

Based on aggregated 13F filings for Q3 2022.