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First Trust Ultra Short Duration Municipal ETF
FUMB

Overview Fund Activity

46 hedge funds and large institutions have $49M invested in First Trust Ultra Short Duration Municipal ETF in 2020 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 16 increasing their positions, 8 reducing their positions, and 5 closing their positions.

Holders
46
Holders Change
+11
Holders Change %
+31.43%
% of All Funds
0.82%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
17
Increased
16
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Jane Street
1
Jane Street
New York
$5.06M
2
HighTower Advisors
2
HighTower Advisors
Illinois
$1.06M
3
Stifel Financial
3
Stifel Financial
Missouri
$1.06M
4
Cetera Investment Advisers
4
Cetera Investment Advisers
Illinois
$838K
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$6.64M

Top Sellers

1
AC
1
Avestar Capital
New York
$504K
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$902K
3
Morgan Stanley
3
Morgan Stanley
New York
$5.71M
4
OIA
4
OneDigital Investment Advisors
Kansas
$0
5
NFG
5
Next Financial Group
Texas
$192K
Name Market Value Shares Shares
Change 		Shares
Change %
1IA
26
1834 Investment Advisors
Wisconsin
$399K 19,800 – –
SWA
27
Stratos Wealth Advisors
Ohio
$380K 18,819 +18,819 New
KIG
28
Kowal Investment Group
Wisconsin
$373K 18,513 +18,513 New
T
29
TRUADVICE
Florida
$362K 17,960 +17,960 New
JCM
30
Jacobi Capital Management
Pennsylvania
$327K 16,197 +2,522 +18%
MSFS
31
Main Street Financial Solutions
Pennsylvania
$282K 14,000 +14,000 New
MFS
32
McNamara Financial Services
Massachusetts
$278K 13,822 – –
AFP
33
Ausdal Financial Partners
Iowa
$211K 10,457 +10,457 New
PIA
34
Perennial Investment Advisors
California
$206K 10,214 +10,214 New
Fisher Asset Management
35
Fisher Asset Management
Washington
$202K 10,000 +10,000 New
DFA
36
DHJJ Financial Advisors
Illinois
$201K 9,950 +9,950 New
NFG
37
Next Financial Group
Texas
$192K 9,500 -24,119 -72%
BFEC
38
Benjamin F. Edwards & Company
Missouri
$120K 5,933 – –
UBS Group
39
UBS Group
Switzerland
$62K 3,072 +3,072 New
IA
40
IFP Advisors
Florida
$30K 1,500 +1,500 New
PFGIA
41
Patriot Financial Group Insurance Agency
Massachusetts
$27K 1,332 -273 -17%
TAM
42
Tucker Asset Management
Colorado
$25.1K 1,245 +1,245 New
Rockefeller Capital Management
43
Rockefeller Capital Management
New York
$21K 1,064 +2 +0.2%
VRM
44
Vectors Research Management
New York
$12K 574 +574 New
FPS
45
Fieldpoint Private Securities
Connecticut
$1K 30 +30 New
OIA
46
OneDigital Investment Advisors
Kansas
– – -32,710 Closed
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
– – -10,324 Closed
PFS
48
Prospera Financial Services
Texas
– – -1,950 Closed
Wells Fargo
49
Wells Fargo
California
$0 2 -1,862 -100%
APA
50
American Portfolios Advisors
New York
– – -1,000 Closed
1
2
3