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First Trust Enhanced Short Maturity ETF
FTSM

Overview Fund Activity

253 hedge funds and large institutions have $3.25B invested in First Trust Enhanced Short Maturity ETF in 2019 Q4 according to their latest regulatory filings, with 56 funds opening new positions, 94 increasing their positions, 83 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
253
Holders Change
+35
Holders Change %
+16.06%
% of All Funds
5%
Holding in Top 10
26
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+4%
% of All Funds
0.51%
New
56
Increased
94
Reduced
83
Closed
19
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$141M
2
Truist Financial
Truist Financial
North Carolina
$21.2M
3
VCM
Vivaldi Capital Management
Illinois
$19.2M
4
First Trust Advisors
First Trust Advisors
Illinois
$57.4M
5
IF
IRON Financial
Illinois
$11.7M

Top Sellers

1
PA
Planning Alternatives
Michigan
$49.6M
2
FEG
Financial Enhancement Group
Indiana
$7.68M
3
HIS
Harvest Investment Services
Illinois
$24.4M
4
Wells Fargo
Wells Fargo
California
$362M
5
RJFSA
Raymond James Financial Services Advisors
Florida
$81.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
GCMG
151
Gyroscope Capital Management Group
Florida
$883K +$94.8K +1,577 +12%
TI
152
tru Independence
Oregon
$841K +$841K +14,242 New
IFAM
153
Institutional & Family Asset Management
Colorado
$806K -$1.77M -29,401 -69%
WEPOG
154
Wealth Enhancement & Preservation of GA
Georgia
$791K +$791K +13,144 New
HF
155
HRT Financial
New York
$783K +$783K +13,047 New
WIA
156
Wealthstreet Investment Advisors
Texas
$737K +$30.6K +510 +4%
WAS
157
Wealth Advisory Solutions
Indiana
$726K +$726K +12,095 New
AWA
158
Arete Wealth Advisors
Illinois
$711K -$98K -1,632 -12%
AC
159
Avestar Capital
New York
$709K +$709K +11,805 New
WMA
160
Wealth Management Associates
New Jersey
$700K -$2.1K -35 -0.3%
KA
161
Kovack Advisors
Florida
$699K +$148K +2,456 +27%
LNC
162
Lincoln National Corp
Pennsylvania
$677K +$109K +1,822 +19%
WWM
163
WT Wealth Management
Arizona
$664K +$132K +2,195 +25%
CC
164
Cypress Capital
Tennessee
$639K -$300K -5,000 -32%
CCM
165
Coldstream Capital Management
Washington
$634K -$51.8K -861 -8%
STA
166
Summit Trail Advisors
New York
$631K +$631K +10,500 New
FFN
167
Focus Financial Network
Minnesota
$620K +$319K +5,304 +106%
MAS
168
Madden Advisory Services
Florida
$616K – – –
NFG
169
Nations Financial Group
Iowa
$605K -$30.1K -500 -5%
CCB
170
Cutter & Co Brokerage
Missouri
$601K -$35.4K -589 -6%
Rockefeller Capital Management
171
Rockefeller Capital Management
New York
$601K +$601K +10,001 New
AT
172
Arden Trust
Delaware
$597K -$35.7K -594 -6%
VAG
173
VisionPoint Advisory Group
Texas
$589K -$1.56K -26 -0.3%
SS
174
Simplicity Solutions
Minnesota
$577K -$279K -4,644 -33%
SFP
175
Strategic Financial Partners
Oregon
$573K +$573K +9,531 New
5 6
7
8 9