Wealth Enhancement & Preservation of GA’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

Wealth Enhancement & Preservation of GA’s Portfolio FTSM Stock Details FTSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-11,978	Closed	-$706K	–	57
2020 Q3	$706K	Sell	11,978 -65,023	-84%	-$3.91M	0.73%	33
2020 Q2	$4.6M	Sell	77,001 -558,186	-88%	-$33.3M	5.71%	5
2020 Q1	$37.5M	Buy	635,187 +622,043	+4,733%	+$37.2M	35.59%	1
2019 Q4	$791K	Buy	+13,144	New	+$790K	0.4%	35

Other funds holding FTSM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $103B AUM 28.65% 1-Year Est. Return

Wealth Enhancement & Preservation of GA's FTSM Position: Q4 2020 in Review

Wealth Enhancement & Preservation of GA sold out of First Trust Enhanced Short Maturity ETF (FTSM) in Q4 2020, closing a stake of 11,978 shares — an estimated $706K sold.

Wealth Enhancement & Preservation of GA first reported a position in FTSM in Q4 2019 and held it in 4 quarters. The position peaked at $37.5M in Q1 2020. 284 funds tracked by Wall St. Rank hold FTSM as of Q4 2020.

Wealth Enhancement & Preservation of GA reported no remaining First Trust Enhanced Short Maturity ETF position as of Q4 2020 after selling out during the quarter.
Wealth Enhancement & Preservation of GA sold 11,978 First Trust Enhanced Short Maturity ETF shares in Q4 2020, an estimated $706K.
Wealth Enhancement & Preservation of GA first reported a position in First Trust Enhanced Short Maturity ETF in Q4 2019 and held it in 4 quarters.
Wealth Enhancement & Preservation of GA's First Trust Enhanced Short Maturity ETF position peaked at $37.5M in Q1 2020.
284 funds tracked by Wall St. Rank held First Trust Enhanced Short Maturity ETF as of Q4 2020.

Based on Wealth Enhancement & Preservation of GA's 13F filing for Q4 2020, filed 2 Feb 2021.