FTSM icon

First Trust Enhanced Short Maturity ETF
FTSM

Overview Fund Activity

50 hedge funds and large institutions have $366M invested in First Trust Enhanced Short Maturity ETF in 2016 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 19 increasing their positions, 10 reducing their positions, and 5 closing their positions.

Holders
50
Holders Change
+8
Holders Change %
+19.05%
% of All Funds
1.25%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
13
Increased
19
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$99.7M
2
UBS Group
2
UBS Group
Switzerland
$24M
3
WI
3
WBI Investments
New Jersey
$21.8M
4
Wells Fargo
4
Wells Fargo
California
$49.2M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$22.2M

Top Sellers

1
MIAN
1
Mariner Independent Advisor Network
Kansas
$0
2
Citadel Advisors
2
Citadel Advisors
Florida
$0
3
Baird Financial Group
3
Baird Financial Group
Wisconsin
$0
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$0
5
MFS
5
MSI Financial Services
Massachusetts
$1.28M
Name Holding Trade Value Shares
Change 		Shares
Change %
NA
26
NewEdge Advisors
Louisiana
$638K +$638K +10,602 New
AG
27
Advisor Group
Arizona
$637K -$249K -4,144 -28%
PMG
28
ProVise Management Group
Florida
$588K -$196K -3,274 -25%
CAN
29
Cetera Advisor Networks
California
$584K +$87.1K +1,450 +18%
BWM
30
BerganKDV Wealth Management
Minnesota
$530K +$175K +2,927 +49%
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$515K +$120K +1,998 +30%
FHA
32
First Horizon Advisors
Tennessee
$510K – – –
MHS
33
M Holdings Securities
Oregon
$493K +$493K +8,225 New
SIM
34
SSI Investment Management
California
$480K – – –
JPMorgan Chase & Co
35
JPMorgan Chase & Co
New York
$422K +$422K +7,047 New
FAAS
36
First Allied Advisory Services
California
$379K -$31K -517 -8%
LI
37
LVZ Inc
Michigan
$368K +$31.7K +529 +9%
BTS
38
BB&T Securities
Virginia
$345K – – –
PFS
39
Prospera Financial Services
Texas
$323K -$144K -2,398 -31%
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$320K +$660 +11 +0.2%
BAS
41
Brown Advisory Securities
Maryland
$240K +$240K +4,000 New
PAG
42
Private Advisor Group
New Jersey
$231K +$231K +3,850 New
AWM
43
Avior Wealth Management
Nebraska
$60K +$60K +1,003 New
GWM
44
Geneos Wealth Management
Colorado
$34K +$34K +580 New
WA
45
WFG Advisors
Texas
$30K – – –
IA
46
IFP Advisors
Florida
$22K – – –
TRCT
47
Tower Research Capital (TRC)
New York
$5K +$4.06K +69 +431%
SFS
48
Sowell Financial Services
Arkansas
$3K +$3K +48 New
IWM
49
IHT Wealth Management
Illinois
$1K +$1K +15 New
MIAN
50
Mariner Independent Advisor Network
Kansas
– -$4.8M -80,154 Closed
1
2
3