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First Trust Senior Loan Fund ETF

142 hedge funds and large institutions have $775M invested in First Trust Senior Loan Fund ETF in 2017 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 53 increasing their positions, 46 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

244% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 9

18% more funds holding

Funds holding: 120142 (+22)

15% more repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 46

1% more capital invested

Capital invested by funds: $766M → $775M (+$9.22M)

0.45% more ownership

Funds ownership: 57.48%57.92% (+0.45%)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
142
Holders Change
+22
Holders Change %
+18.33%
% of All Funds
3.22%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
31
Increased
53
Reduced
46
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
M&T Bank
101
M&T Bank
New York
$364K -$24.7K -512 -6%
AA
102
AlphaMark Advisors
Kentucky
$332K -$2.41K -50 -0.7%
LNC
103
Lincoln National Corp
Pennsylvania
$325K -$3.96M -82,241 -92%
TSS
104
Two Sigma Securities
New York
$313K +$314K +6,508 New
BRWA
105
B. Riley Wealth Advisors
Florida
$311K +$17.1K +354 +6%
KA
106
Kovack Advisors
Florida
$308K -$1.69K -35 -0.5%
State of Tennessee, Department of Treasury
107
State of Tennessee, Department of Treasury
Tennessee
$303K +$304K +6,300 New
MAS
108
Madden Advisory Services
Florida
$303K +$304K +6,314 New
WP
109
WealthSource Partners
California
$275K +$16K +333 +6%
BTIS
110
BB&T Investment Services
North Carolina
$267K +$72.5K +1,504 +38%
APA
111
American Portfolios Advisors
New York
$256K +$257K +5,334 New
KFC
112
Klingenstein Fields & Co
New York
$240K
HPC
113
Hobart Private Capital
North Carolina
$239K +$240K +4,971 New
SG
114
StoneX Group
New York
$208K +$209K +4,335 New
ALIONA
115
Allianz Life Insurance of North America
Minnesota
$207K -$24.1K -500 -10%
AIM
116
Advantage Investment Management
Iowa
$193K +$1.21K +25 +0.6%
AC
117
Avestar Capital
New York
$187K +$171K +3,555 New
BFEC
118
Benjamin F. Edwards & Company
Missouri
$133K +$15K +311 +13%
MOS
119
MGO One Seven
Ohio
$133K +$133K +2,768 New
IWM
120
IHT Wealth Management
Illinois
$123K -$35.2K -730 -22%
CFD
121
Creative Financial Designs
Indiana
$91K -$35.7K -740 -28%
PMFA
122
Plante Moran Financial Advisors
Michigan
$85K
WAM
123
Wealthspire Advisors (Maryland)
Maryland
$80K +$80.5K +1,670 New
US Bancorp
124
US Bancorp
Minnesota
$54K +$14.3K +297 +36%
Fifth Third Bancorp
125
Fifth Third Bancorp
Ohio
$54K +$53.9K +1,119 New

FTSL Hedge Fund Activity: Q4 2017 in Review

142 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Loan Fund ETF (FTSL) for Q4 2017, worth a combined $775M — up 1.2% from $766M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new FTSL positions and 9 closed out — a net gain of 22 holders — while 53 added to existing stakes and 46 trimmed.

The largest buyer was Aviance Capital Management, adding an estimated $8.12M. The largest seller was Stifel Financial, cutting an estimated $10.4M.

  • 142 institutional investors held First Trust Senior Loan Fund ETF (FTSL) as of Q4 2017, up from 120 in Q3 2017.
  • Funds reported $775M of First Trust Senior Loan Fund ETF stock for Q4 2017, up 1.2% quarter-over-quarter.
  • 31 funds opened new First Trust Senior Loan Fund ETF positions in Q4 2017 and 9 closed out, a net change of +22 holders.
  • The largest First Trust Senior Loan Fund ETF buyer in Q4 2017 was Aviance Capital Management, an estimated $8.12M added.
  • The largest First Trust Senior Loan Fund ETF seller in Q4 2017 was Stifel Financial, an estimated $10.4M sold.

Based on aggregated 13F filings for Q4 2017.