We are live on ! Find out more
FTSL icon

First Trust Senior Loan Fund ETF

120 hedge funds and large institutions have $766M invested in First Trust Senior Loan Fund ETF in 2017 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 57 increasing their positions, 34 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

68% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 34

3% more capital invested

Capital invested by funds: $746M → $766M (+$20.1M)

0.49% less ownership

Funds ownership: 57.96%57.48% (-0.49%)

7% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 14

2% less funds holding

Funds holding: 122120 (-2)

40% less funds holding in top 10

Funds holding in top 10: 53 (-2)

Holders
120
Holders Change
-2
Holders Change %
-1.64%
% of All Funds
2.99%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.07%
New
13
Increased
57
Reduced
34
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TAM
51
Tyers Asset Management
Texas
$1.78M
RCM
52
Riverhead Capital Management
Delaware
$1.59M
PFS
53
Prospera Financial Services
Texas
$1.45M -$17.1K -353 -1%
NA
54
Neuburgh Advisers
California
$1.4M
VF
55
Virtu Financial
New York
$1.35M +$1.35M +27,960 New
HFS
56
HL Financial Services
Kentucky
$1.3M +$18.2K +376 +1%
FA
57
FDx Advisors
Illinois
$1.27M -$24K -495 -2%
AG
58
Advisor Group
Arizona
$1.19M +$92.2K +1,905 +8%
Manulife (Manufacturers Life Insurance)
59
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1.17M -$783K -16,181 -40%
SPC
60
Sigma Planning Corp
Michigan
$1.1M -$45.4K -937 -4%
IA
61
IFP Advisors
Florida
$1.08M -$1.25M -25,879 -53%
NPC
62
National Planning Corporation
California
$1.05M +$358K +7,390 +51%
MCIM
63
Meadow Creek Investment Management
Georgia
$1.02M
LI
64
LVZ Inc
Michigan
$875K +$879K +18,159 New
CAN
65
Cetera Advisor Networks
California
$842K +$27.9K +577 +3%
Cetera Investment Advisers
66
Cetera Investment Advisers
Illinois
$787K +$181K +3,740 +30%
CA
67
Cetera Advisors
Colorado
$774K -$30.4K -628 -4%
PFGIA
68
Patriot Financial Group Insurance Agency
Massachusetts
$772K +$86.6K +1,788 +13%
AWM
69
AE Wealth Management
Kansas
$746K -$44.9K -928 -6%
Millennium Management
70
Millennium Management
New York
$712K +$444K +9,163 +163%
DC
71
Davenport & Co
Virginia
$702K +$282K +5,821 +67%
HH
72
Hilltop Holdings
Texas
$698K +$197K +4,075 +39%
Koshinski Asset Management
73
Koshinski Asset Management
Illinois
$694K +$40.2K +830 +6%
DADC
74
D.A. Davidson & Co
Montana
$688K +$41.2K +850 +6%
OC
75
Oppenheimer & Co
New York
$653K -$33.1K -683 -5%

FTSL Hedge Fund Activity: Q3 2017 in Review

120 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Loan Fund ETF (FTSL) for Q3 2017, worth a combined $766M — up 2.7% from $746M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of FTSL and 13 opened new positions — a net loss of 1 holder — while 34 trimmed existing stakes and 57 added.

The largest buyer was Flaharty Asset Management, adding an estimated $10.7M. The largest seller was LVW Advisors, exiting entirely with an estimated $23.4M sold.

  • 120 institutional investors held First Trust Senior Loan Fund ETF (FTSL) as of Q3 2017, down from 122 in Q2 2017.
  • Funds reported $766M of First Trust Senior Loan Fund ETF stock for Q3 2017, up 2.7% quarter-over-quarter.
  • 13 funds opened new First Trust Senior Loan Fund ETF positions in Q3 2017 and 14 closed out, a net change of -1 holder.
  • The largest First Trust Senior Loan Fund ETF buyer in Q3 2017 was Flaharty Asset Management, an estimated $10.7M added.
  • The largest First Trust Senior Loan Fund ETF seller in Q3 2017 was LVW Advisors, an estimated $23.4M sold.

Based on aggregated 13F filings for Q3 2017.