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First Trust Senior Loan Fund ETF
FTSL

Overview Fund Activity

71 hedge funds and large institutions have $258M invested in First Trust Senior Loan Fund ETF in 2016 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 25 increasing their positions, 24 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
71
Holders Change
+1
Holders Change %
+1.43%
% of All Funds
1.89%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
12
Increased
25
Reduced
24
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
3AM
1
3D Asset Management
Connecticut
$11.2M
2
Wells Fargo
2
Wells Fargo
California
$20.2M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$7.42M
4
Morgan Stanley
4
Morgan Stanley
New York
$54.8M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$6.15M

Top Sellers

1
Jane Street
1
Jane Street
New York
$0
2
VFS
2
VSR Financial Services
Kansas
$1.04M
3
AA
3
Alesco Advisors
New York
$4.01M
4
First Trust Advisors
4
First Trust Advisors
Illinois
$1.85M
5
BRWM
5
B. Riley Wealth Management
Tennessee
$703K
Name Holding Trade Value Shares
Change 		Shares
Change %
KFC
51
Klingenstein Fields & Co
New York
$295K -$23.8K -500 -7%
SI
52
SII Investments
Wisconsin
$290K +$8.71K +183 +3%
SCA
53
Strategic Capital Alternatives
United States
$280K +$280K +5,891 New
GWM
54
Geneos Wealth Management
Colorado
$278K +$278K +5,860 New
FAAS
55
First Allied Advisory Services
California
$273K +$273K +5,693 New
Ameriprise
56
Ameriprise
Minnesota
$247K -$143K -3,007 -37%
PAG
57
Private Advisor Group
New Jersey
$247K – – –
DADC
58
D.A. Davidson & Co
Montana
$190K +$95K +2,000 +100%
Bank of Montreal
59
Bank of Montreal
Ontario, Canada
$180K +$37.6K +792 +26%
AIM
60
Advantage Investment Management
Iowa
$113K -$1.57K -33 -1%
SAM
61
Shamrock Asset Management
Texas
$113K +$78.8K +1,659 +230%
BFEC
62
Benjamin F. Edwards & Company
Missouri
$49K – – –
WA
63
WFG Advisors
Texas
$45K – – –
ST
64
Smithfield Trust
Pennsylvania
$33K – – –
NFG
65
Next Financial Group
Texas
$19K -$18.3K -400 -49%
HR
66
Howe & Rusling
New York
$13K +$13K +281 New
CAL
67
Capital Advisors Ltd
Ohio
$10K +$10K +202 New
US Bancorp
68
US Bancorp
Minnesota
$9K – – –
PNC Financial Services Group
69
PNC Financial Services Group
Pennsylvania
$4K – – –
Northwestern Mutual Wealth Management
70
Northwestern Mutual Wealth Management
Wisconsin
$2K +$2K +50 New
Jane Street
71
Jane Street
New York
– -$4.83M -103,034 Closed
FIM
72
Freedom Investment Management
Connecticut
– -$2.03M -43,356 Closed
HA
73
Hays Advisory
Tennessee
– -$1.04M -22,195 Closed
EWM
74
Empirical Wealth Management
Washington
– -$252K -5,387 Closed
LNC
75
Lincoln National Corp
Pennsylvania
– -$213K -4,538 Closed
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