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First Trust Senior Loan Fund ETF
FTSL

Overview Fund Activity

71 hedge funds and large institutions have $258M invested in First Trust Senior Loan Fund ETF in 2016 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 25 increasing their positions, 24 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
71
Holders Change
+1
Holders Change %
+1.43%
% of All Funds
1.89%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
12
Increased
25
Reduced
24
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
3AM
1
3D Asset Management
Connecticut
$11.2M
2
Wells Fargo
2
Wells Fargo
California
$20.2M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$7.42M
4
Morgan Stanley
4
Morgan Stanley
New York
$54.8M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$6.15M

Top Sellers

1
Jane Street
1
Jane Street
New York
$0
2
VFS
2
VSR Financial Services
Kansas
$1.04M
3
AA
3
Alesco Advisors
New York
$4.01M
4
First Trust Advisors
4
First Trust Advisors
Illinois
$1.85M
5
BRWM
5
B. Riley Wealth Management
Tennessee
$703K
Name Holding Trade Value Shares
Change 		Shares
Change %
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$940K +$298K +6,270 +46%
SPC
27
Sigma Planning Corp
Michigan
$938K -$7.32K -154 -0.8%
RJA
28
Raymond James & Associates
Florida
$923K +$923K +19,428 New
LI
29
LVZ Inc
Michigan
$893K +$893K +18,449 New
PFS
30
Prospera Financial Services
Texas
$858K +$858K +18,050 New
AI
31
Atria Investments
North Carolina
$844K +$844K +17,757 New
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$741K -$10.3K -216 -1%
OC
33
Oppenheimer & Co
New York
$704K -$58.8K -1,237 -8%
BRWM
34
B. Riley Wealth Management
Tennessee
$703K -$2.13M -44,905 -75%
IA
35
IFP Advisors
Florida
$625K +$177K +3,768 +40%
Citadel Advisors
36
Citadel Advisors
Florida
$506K +$506K +10,618 New
HH
37
Hilltop Holdings
Texas
$495K – – –
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
$464K +$94.9K +1,998 +26%
CIBC World Market
39
CIBC World Market
Ontario, Canada
$442K -$31.3K -659 -7%
CA
40
Cetera Advisors
Colorado
$431K -$178K -3,723 -29%
HighTower Advisors
41
HighTower Advisors
Illinois
$402K +$21.5K +452 +6%
AAM
42
Advisors Asset Management
Colorado
$396K +$32.2K +676 +9%
WA
43
WESPAC Advisors
California
$389K -$1.01M -21,205 -72%
NPC
44
National Planning Corporation
California
$389K +$124K +2,576 +47%
PTC
45
Private Trust Company
Ohio
$385K +$145K +3,056 +61%
Susquehanna International Group
46
Susquehanna International Group
Pennsylvania
$355K -$284K -5,963 -44%
CAN
47
Cetera Advisor Networks
California
$339K -$4.33K -90 -1%
BTS
48
BB&T Securities
Virginia
$321K -$1.09M -23,045 -77%
AIG
49
American International Group
New York
$316K +$92.4K +1,948 +41%
AIM
50
Aspen Investment Management
Michigan
$312K – – –
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